Penserra Capital Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Penserra Capital Management’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-14,385	Closed	-$158K	–	744
2018 Q3	$158K	Sell	14,385 -4,795	-25%	-$53K	0.01%	416
2018 Q2	$214K	Buy	19,180 +4,795	+33%	+$55K	0.01%	307
2018 Q1	$167K	Buy	14,385 +4,411	+44%	+$50.7K	0.02%	263
2017 Q4	$114K	Buy	9,974 +4,096	+70%	+$48K	0.02%	241
2017 Q3	$69K	Buy	5,878 +5,520	+1,542%	+$65.5K	0.02%	280
2017 Q2	$4K	Buy	358 +6	+2%	+$73	﹤0.01%	489
2017 Q1	$4K	Sell	352 -31	-8%	-$378	﹤0.01%	509
2016 Q4	$4K	Buy	383 +42	+12%	+$493	﹤0.01%	865
2016 Q3	$4K	Buy	341 +56	+20%	+$642	﹤0.01%	891
2016 Q2	$3K	Hold	285	–	–	﹤0.01%	927
2016 Q1	$3K	Sell	285 -52	-15%	-$550	﹤0.01%	912
2015 Q4	$4K	Buy	+337	New	+$3.67K	﹤0.01%	885

Other funds holding PHD

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Penserra Capital Management's PHD Position: Q4 2018 in Review

Penserra Capital Management sold out of Pioneer Floating Rate Fund (PHD) in Q4 2018, closing a stake of 14,385 shares — an estimated $158K sold.

Penserra Capital Management first reported a position in PHD in Q4 2015 and held it in 12 quarters. The position peaked at $214K in Q2 2018. 60 funds tracked by Wall St. Rank hold PHD as of Q4 2018.

Penserra Capital Management reported no remaining Pioneer Floating Rate Fund position as of Q4 2018 after selling out during the quarter.
Penserra Capital Management sold 14,385 Pioneer Floating Rate Fund shares in Q4 2018, an estimated $158K.
Penserra Capital Management first reported a position in Pioneer Floating Rate Fund in Q4 2015 and held it in 12 quarters.
Penserra Capital Management's Pioneer Floating Rate Fund position peaked at $214K in Q2 2018.
60 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2018.

Based on Penserra Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.