WOC
PHD

West Oak Capital’s Pioneer Floating Rate Fund PHD Stock Holding History

West Oak Capital’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-16,950
Closed -$187K – 350
2018
Q3 		$187K Buy
16,950
+500
+3% +$5.53K 0.11% 115
2018
Q2 		$184K Hold
16,450
– – 0.11% 115
2018
Q1 		$192K Buy
+16,450
New +$189K 0.11% 115
2017
Q4 		– Sell
-46,300
Closed -$554K – 323
2017
Q3 		$554K Buy
46,300
+16,700
+56% +$198K 0.33% 82
2017
Q2 		$352K Buy
29,600
+3,800
+15% +$45.9K 0.21% 97
2017
Q1 		$315K Buy
25,800
+24,800
+2,480% +$302K 0.19% 97
2016
Q4 		$11.9K Hold
1,000
– – 0.01% 278
2016
Q3 		$11.8K Hold
1,000
– – 0.01% 284
2016
Q2 		$11.3K Buy
+1,000
New +$11.2K 0.01% 261

Other funds holding PHD

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
AAMU
Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

West Oak Capital's PHD Position: Q4 2018 in Review

West Oak Capital sold out of Pioneer Floating Rate Fund (PHD) in Q4 2018, closing a stake of 16,950 shares — an estimated $187K sold.

West Oak Capital first reported a position in PHD in Q2 2016 and held it in 9 quarters. The position peaked at $554K in Q3 2017. 60 funds tracked by Wall St. Rank hold PHD as of Q4 2018.

  • West Oak Capital reported no remaining Pioneer Floating Rate Fund position as of Q4 2018 after selling out during the quarter.
  • West Oak Capital sold 16,950 Pioneer Floating Rate Fund shares in Q4 2018, an estimated $187K.
  • West Oak Capital first reported a position in Pioneer Floating Rate Fund in Q2 2016 and held it in 9 quarters.
  • West Oak Capital's Pioneer Floating Rate Fund position peaked at $554K in Q3 2017.
  • 60 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2018.

Based on West Oak Capital's 13F filing for Q4 2018, filed 8 Jan 2019.