West Oak Capital’s Pioneer Floating Rate Fund PHD Stock Holding History

West Oak Capital’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-16,950	Closed	-$187K	–	350
2018 Q3	$187K	Buy	16,950 +500	+3%	+$5.53K	0.11%	115
2018 Q2	$184K	Hold	16,450	–	–	0.11%	115
2018 Q1	$192K	Buy	+16,450	New	+$189K	0.11%	115
2017 Q4	–	Sell	-46,300	Closed	-$554K	–	323
2017 Q3	$554K	Buy	46,300 +16,700	+56%	+$198K	0.33%	82
2017 Q2	$352K	Buy	29,600 +3,800	+15%	+$45.9K	0.21%	97
2017 Q1	$315K	Buy	25,800 +24,800	+2,480%	+$302K	0.19%	97
2016 Q4	$11.9K	Hold	1,000	–	–	0.01%	278
2016 Q3	$11.8K	Hold	1,000	–	–	0.01%	284
2016 Q2	$11.3K	Buy	+1,000	New	+$11.2K	0.01%	261

Other funds holding PHD

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

West Oak Capital's PHD Position: Q4 2018 in Review

West Oak Capital sold out of Pioneer Floating Rate Fund (PHD) in Q4 2018, closing a stake of 16,950 shares — an estimated $187K sold.

West Oak Capital first reported a position in PHD in Q2 2016 and held it in 9 quarters. The position peaked at $554K in Q3 2017. 60 funds tracked by Wall St. Rank hold PHD as of Q4 2018.

West Oak Capital reported no remaining Pioneer Floating Rate Fund position as of Q4 2018 after selling out during the quarter.
West Oak Capital sold 16,950 Pioneer Floating Rate Fund shares in Q4 2018, an estimated $187K.
West Oak Capital first reported a position in Pioneer Floating Rate Fund in Q2 2016 and held it in 9 quarters.
West Oak Capital's Pioneer Floating Rate Fund position peaked at $554K in Q3 2017.
60 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2018.

Based on West Oak Capital's 13F filing for Q4 2018, filed 8 Jan 2019.