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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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69 hedge funds and large institutions have $150M invested in Pfenex Inc. in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

0% more funds holding

Funds holding: 69 → 69 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

16% less capital invested

Capital invested by funds: $179M → $150M (-$28.7M)

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
27
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
+$2.16M
2
SMH
Sanders Morris Harris
Texas
+$1.42M
3
JP Morgan Chase
JP Morgan Chase
New York
+$625K
4
TC
TFS Capital
Pennsylvania
+$596K
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$486K

Top Sellers

Rank Fund Capital Flow
1
SCM
Sio Capital Management
New York
-$4.96M
2
VAM
Visium Asset Management
New York
-$4.52M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$340K
4
BIM
Bogle Investment Management
Massachusetts
-$304K
5
BlackRock
BlackRock
New York
-$236K
Name Holding Trade Value Shares
Change 		Change in
Stake
Norges Bank
26
Norges Bank
Norway
$886K – – –
OAM
27
Oxford Asset Management
United Kingdom
$805K +$254K +31,411 +48%
Invesco
28
Invesco
Georgia
$766K -$155K -19,139 -17%
TCIM
29
TIAA CREF Investment Management
New York
$753K -$30.1K -3,727 -4%
JP Morgan Chase
30
JP Morgan Chase
New York
$648K +$625K +77,400 New
Bank of New York Mellon
31
Bank of New York Mellon
New York
$517K – – –
Fisher Asset Management
32
Fisher Asset Management
Washington
$478K – – –
Renaissance Technologies
33
Renaissance Technologies
New York
$475K -$82.4K -10,200 -15%
SAMC
34
Shinko Asset Management Company
Japan
$452K – – –
Wellington Management Group
35
Wellington Management Group
Massachusetts
$440K -$17K -2,104 -4%
SCM
36
Sio Capital Management
New York
$411K -$4.96M -614,084 -93%
WA
37
Wasatch Advisors
Utah
$336K -$10.9K -1,353 -3%
California State Teachers Retirement System (CalSTRS)
38
California State Teachers Retirement System (CalSTRS)
California
$320K +$26.3K +3,254 +9%
Deutsche Bank
39
Deutsche Bank
Germany
$274K -$50.3K -6,227 -16%
NFA
40
Nationwide Fund Advisors
Ohio
$274K +$180K +22,228 +212%
Prudential Financial
41
Prudential Financial
New Jersey
$246K +$34.7K +4,300 +17%
TA
42
Teachers Advisors
New York
$213K – – –
Charles Schwab
43
Charles Schwab
California
$196K – – –
SO
44
STRS Ohio
Ohio
$154K +$11.3K +1,400 +8%
Goldman Sachs
45
Goldman Sachs
New York
$140K -$28K -3,466 -17%
New York State Common Retirement Fund
46
New York State Common Retirement Fund
New York
$137K – – –
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$135K +$4.61K +570 +4%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$120K +$20.5K +2,542 +22%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$96K +$92.7K +11,481 New
Morgan Stanley
50
Morgan Stanley
New York
$95K -$58.3K -7,216 -39%
1
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PFNX Hedge Fund Activity: Q2 2016 in Review

69 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q2 2016, worth a combined $150M — down 16% from $179M a quarter earlier.

Fund positioning in PFNX was balanced in Q2 2016: 8 funds opened new positions, 8 closed out, 27 added to existing stakes and 19 trimmed.

The largest buyer was Franklin Resources, adding an estimated $2.16M. The largest seller was Sio Capital Management, cutting an estimated $4.96M.

  • 69 institutional investors held Pfenex Inc. (PFNX) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $150M of Pfenex Inc. stock for Q2 2016, down 16% quarter-over-quarter.
  • 8 funds opened new Pfenex Inc. positions in Q2 2016 and 8 closed out, a net change of 0 holders.
  • The largest Pfenex Inc. buyer in Q2 2016 was Franklin Resources, an estimated $2.16M added.
  • The largest Pfenex Inc. seller in Q2 2016 was Sio Capital Management, an estimated $4.96M sold.

Based on aggregated 13F filings for Q2 2016.