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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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78 hedge funds and large institutions have $227M invested in Pfenex Inc. in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 26

0% more funds holding

Funds holding: 78 → 78 (0)

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

20% less capital invested

Capital invested by funds: $282M → $227M (-$55.5M)

100% less funds holding in top 10

Funds holding in top 10: 3 → 0 (-3)

Holders
78
Holders Change
–
Holders Change %
0%
% of All Funds
2.05%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
29
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
+$5.48M
2
SCM
Sio Capital Management
New York
+$2.83M
3
PSI
Pinnacle Summer Investments
Virginia
+$1.51M
4
OAM
Oxford Asset Management
United Kingdom
+$1.43M
5
DA
DSC Advisors
Illinois
+$1.24M

Top Sellers

Rank Fund Capital Flow
1
DCC
Dow Chemical Company
Michigan
-$8.85M
2
HCMT
Highland Capital Management (Texas)
Texas
-$4.42M
3
EI
EAM Investors
California
-$2.83M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$2.16M
5
Morgan Stanley
Morgan Stanley
New York
-$1.77M
Name Holding Trade Value Shares
Change 		Change in
Stake
PSI
26
Pinnacle Summer Investments
Virginia
$1.48M +$1.51M +102,214 +584%
Renaissance Technologies
27
Renaissance Technologies
New York
$1.43M -$122K -8,300 -7%
Norges Bank
28
Norges Bank
Norway
$1.31M +$1.11M +75,000 +243%
TCIM
29
TIAA CREF Investment Management
New York
$1.28M -$249K -16,910 -14%
OAM
30
Oxford Asset Management
United Kingdom
$1.21M +$1.43M +96,850 New
GIP
31
Granite Investment Partners
California
$1.06M -$221K -15,003 -15%
Wellington Management Group
32
Wellington Management Group
Massachusetts
$676K – – –
Fisher Asset Management
33
Fisher Asset Management
Washington
$668K +$314K +21,268 +65%
SAMC
34
Shinko Asset Management Company
Japan
$668K +$314K +21,268 +65%
Invesco
35
Invesco
Georgia
$664K +$242K +16,429 +44%
BIM
36
Bogle Investment Management
Massachusetts
$654K -$554K -37,535 -42%
AQR Capital Management
37
AQR Capital Management
Connecticut
$599K +$714K +48,376 New
WA
38
Wasatch Advisors
Utah
$514K +$613K +41,520 New
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$374K +$7.48K +507 +2%
TA
40
Teachers Advisors
New York
$315K +$24.9K +1,691 +7%
SIM
41
Spark Investment Management
New York
$305K -$623K -42,200 -63%
Charles Schwab
42
Charles Schwab
California
$290K – – –
Prudential Financial
43
Prudential Financial
New Jersey
$289K -$113K -7,640 -25%
ARTA
44
A.R.T. Advisors
New York
$289K +$345K +23,415 New
Millennium Management
45
Millennium Management
New York
$247K +$294K +19,936 New
TC
46
TFS Capital
Pennsylvania
$235K +$281K +19,021 New
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$216K -$61.6K -4,178 -19%
SO
48
STRS Ohio
Ohio
$210K +$174K +11,800 +227%
CCMH
49
Cornerstone Capital Management Holdings
New York
$196K -$5.52K -374 -2%
Morgan Stanley
50
Morgan Stanley
New York
$194K -$1.77M -119,734 -88%
1
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PFNX Hedge Fund Activity: Q4 2015 in Review

78 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2015, worth a combined $227M — down 20% from $282M a quarter earlier.

Fund positioning in PFNX was balanced in Q4 2015: 13 funds opened new positions, 13 closed out, 29 added to existing stakes and 26 trimmed.

The largest buyer was Franklin Resources, adding an estimated $5.48M. The largest seller was Dow Chemical Company, cutting an estimated $8.85M.

  • 78 institutional investors held Pfenex Inc. (PFNX) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $227M of Pfenex Inc. stock for Q4 2015, down 20% quarter-over-quarter.
  • 13 funds opened new Pfenex Inc. positions in Q4 2015 and 13 closed out, a net change of 0 holders.
  • The largest Pfenex Inc. buyer in Q4 2015 was Franklin Resources, an estimated $5.48M added.
  • The largest Pfenex Inc. seller in Q4 2015 was Dow Chemical Company, an estimated $8.85M sold.

Based on aggregated 13F filings for Q4 2015.