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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

57 hedge funds and large institutions have $222M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more capital invested

Capital invested by funds: $174M → $222M (+$48.3M)

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

5.39% more ownership

Funds ownership: 63.24%68.62% (+5.4%)

4% more funds holding

Funds holding: 5557 (+2)

Holders
57
Holders Change
+2
Holders Change %
+3.64%
% of All Funds
1.27%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
19
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$133M +$66.9M +2,265,306 +88%
Invesco
2
Invesco
Georgia
$18.1M -$2.17M -73,631 -10%
Citadel Advisors
3
Citadel Advisors
Florida
$5.67M +$4.58M +155,120 +306%
Bank of America
4
Bank of America
North Carolina
$5.54M -$186K -6,289 -3%
CIC
5
Cutler Investment Counsel
Oregon
$5.28M -$583K -19,758 -9%
Morgan Stanley
6
Morgan Stanley
New York
$5.07M +$1.08M +36,557 +25%
AFA
7
Arlington Financial Advisors
California
$5.02M -$282K -9,564 -5%
BOTW
8
Bank of the West
California
$4.88M +$2.76M +93,360 +111%
DSA
9
Droms Strauss Advisors
Missouri
$4.73M +$5.07M +171,595 New
MSWMA
10
Market Street Wealth Management Advisors
Indiana
$4.47M +$4.79M +162,133 New
Ameriprise
11
Ameriprise
Minnesota
$3.45M +$250K +8,452 +7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.44M +$2.79M +94,391 +310%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$3.4M +$3.51M +118,998 +9,667%
CCM
14
Condor Capital Management
New Jersey
$2.5M +$89.6K +3,034 +3%
CFA
15
Carroll Financial Associates
North Carolina
$2.39M -$641K -21,711 -21%
UBS Group
16
UBS Group
Switzerland
$1.48M +$349K +11,828 +28%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.47M +$40.2K +1,361 +3%
Wells Fargo
18
Wells Fargo
California
$1.42M -$2.71M -91,877 -64%
JWA
19
JFS Wealth Advisors
Pennsylvania
$1.33M -$69.5K -2,352 -5%
CAN
20
Cetera Advisor Networks
California
$1.09M -$526K -17,819 -31%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$1.07M +$1.15M +38,932 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$786K +$296K +10,028 +54%
CIBC World Market
23
CIBC World Market
Ontario, Canada
$773K +$1.65K +56 +0.2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$695K +$205K +6,943 +38%
S
25
SimplyRich
California
$676K -$4.52K -153 -0.6%

PDN Hedge Fund Activity: Q4 2018 in Review

57 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q4 2018, worth a combined $222M — up 28% from $174M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PDN positions and 8 closed out — a net gain of 2 holders — while 19 added to existing stakes and 16 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.9M. The largest seller was Jane Street, exiting entirely with an estimated $3.1M sold.

  • 57 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q4 2018, up from 55 in Q3 2018.
  • Funds reported $222M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q4 2018, up 28% quarter-over-quarter.
  • 10 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q4 2018 and 8 closed out, a net change of +2 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q4 2018 was Charles Schwab Investment Advisory, an estimated $66.9M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q4 2018 was Jane Street, an estimated $3.1M sold.

Based on aggregated 13F filings for Q4 2018.