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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

50 hedge funds and large institutions have $129M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 5250 (-2)

11.92% less ownership

Funds ownership: 63.85%51.93% (-12%)

15% less capital invested

Capital invested by funds: $151M → $129M (-$22.2M)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$36.4M +$148K +4,257 +0.4%
Invesco
2
Invesco
Georgia
$21.6M -$24.2M -694,408 -52%
AFA
3
Arlington Financial Advisors
California
$7.23M -$49.1K -1,410 -0.7%
CIC
4
Cutler Investment Counsel
Oregon
$6.98M +$18.7K +537 +0.3%
Bank of America
5
Bank of America
North Carolina
$6.9M +$288K +8,277 +4%
FWM
6
Frontier Wealth Management
Missouri
$6.89M +$1.16M +33,410 +20%
Wells Fargo
7
Wells Fargo
California
$5.15M -$238K -6,839 -4%
Morgan Stanley
8
Morgan Stanley
New York
$4.61M +$753K +21,637 +19%
CFA
9
Carroll Financial Associates
North Carolina
$4.19M -$462K -13,273 -10%
Ameriprise
10
Ameriprise
Minnesota
$3.88M -$828K -23,789 -17%
CCM
11
Condor Capital Management
New Jersey
$2.92M -$10.7K -307 -0.4%
BOTW
12
Bank of the West
California
$2.23M +$535K +15,382 +31%
CAN
13
Cetera Advisor Networks
California
$2.15M -$382K -10,987 -15%
JWA
14
JFS Wealth Advisors
Pennsylvania
$2.13M -$630K -18,111 -22%
Citadel Advisors
15
Citadel Advisors
Florida
$1.54M +$574K +16,480 +57%
TYCC
16
Texas Yale Capital Corp
Florida
$1.38M +$835K +24,000 +146%
UBS Group
17
UBS Group
Switzerland
$1.29M -$65.5K -1,883 -5%
RJA
18
Raymond James & Associates
Florida
$1.22M +$17.3K +498 +1%
CIBC World Market
19
CIBC World Market
Ontario, Canada
$923K +$942K +27,074 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$917K -$79.5K -2,283 -8%
S
21
SimplyRich
California
$864K -$30.6K -879 -3%
F
22
F3Logic
Minnesota
$629K +$639K +18,370 New
KA
23
Klingman & Associates
New York
$628K
LPL Financial
24
LPL Financial
California
$614K +$304K +8,720 +94%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$558K +$344K +9,890 +153%

PDN Hedge Fund Activity: Q1 2018 in Review

50 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q1 2018, worth a combined $129M — down 15% from $151M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PDN and 4 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 15 added.

The largest buyer was Frontier Wealth Management, adding an estimated $1.16M. The largest seller was Invesco, cutting an estimated $24.2M.

  • 50 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q1 2018, down from 52 in Q4 2017.
  • Funds reported $129M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q1 2018, down 15% quarter-over-quarter.
  • 4 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q1 2018 and 6 closed out, a net change of -2 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q1 2018 was Frontier Wealth Management, an estimated $1.16M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q1 2018 was Invesco, an estimated $24.2M sold.

Based on aggregated 13F filings for Q1 2018.