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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

38 hedge funds and large institutions have $101M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more capital invested

Capital invested by funds: $96.9M → $101M (+$3.84M)

0% more funds holding

Funds holding: 3838 (0)

2.41% less ownership

Funds ownership: 63.17%60.76% (-2.4%)

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$35.9M -$1.54M -56,837 -4%
Invesco
2
Invesco
Georgia
$17M -$407K -15,030 -2%
FWM
3
Frontier Wealth Management
Missouri
$6.39M +$404K +14,922 +7%
CFA
4
Carroll Financial Associates
North Carolina
$5.29M +$30.9K +1,142 +0.6%
CAN
5
Cetera Advisor Networks
California
$5.24M +$1.86M +68,846 +58%
Bank of America
6
Bank of America
North Carolina
$5.04M +$384K +14,191 +9%
Wells Fargo
7
Wells Fargo
California
$3.69M -$6.52M -240,834 -64%
CIC
8
Cutler Investment Counsel
Oregon
$3.1M +$1.93M +71,316 +179%
JWA
9
JFS Wealth Advisors
Pennsylvania
$2.91M -$453K -16,723 -14%
Morgan Stanley
10
Morgan Stanley
New York
$2.43M -$319K -11,792 -12%
CCM
11
Condor Capital Management
New Jersey
$2.37M +$2.3M +85,072 New
Ameriprise
12
Ameriprise
Minnesota
$1.47M +$70.5K +2,603 +5%
Jane Street
13
Jane Street
New York
$1.46M -$615K -22,703 -30%
BOTW
14
Bank of the West
California
$1.31M -$84K -3,100 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.13M +$328K +12,112 +43%
Goldman Sachs
16
Goldman Sachs
New York
$1.11M -$94.7K -3,497 -8%
UBS Group
17
UBS Group
Switzerland
$844K +$196K +7,240 +31%
CIBC World Market
18
CIBC World Market
Ontario, Canada
$775K +$36.5K +1,348 +5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$697K +$78.1K +2,882 +13%
MHS
20
M Holdings Securities
Oregon
$536K -$95.9K -3,541 -16%
KA
21
Klingman & Associates
New York
$334K
MFP
22
Mosaic Financial Partners
California
$308K +$84.1K +3,104 +39%
SWP
23
Stratos Wealth Partners
Ohio
$259K -$27.9K -1,031 -10%
WCF
24
West Coast Financial
California
$247K -$88.2K -3,257 -27%
SPC
25
Sigma Planning Corp
Michigan
$215K +$209K +7,714 New

PDN Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q3 2016, worth a combined $101M — up 4% from $96.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PDN positions and 3 closed out — a net gain of 1 holder — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Condor Capital Management, opening a new position worth an estimated $2.3M. The largest seller was Wells Fargo, cutting an estimated $6.52M.

  • 38 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $101M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q3 2016, up 4% quarter-over-quarter.
  • 4 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q3 2016 and 3 closed out, a net change of +1 holder.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q3 2016 was Condor Capital Management, an estimated $2.3M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q3 2016 was Wells Fargo, an estimated $6.52M sold.

Based on aggregated 13F filings for Q3 2016.