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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

42 hedge funds and large institutions have $104M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

10% more capital invested

Capital invested by funds: $94.8M → $104M (+$9.66M)

8% more funds holding

Funds holding: 3942 (+3)

1.15% more ownership

Funds ownership: 58.99%60.15% (+1.2%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$35.3M -$1.2M -42,248 -3%
Invesco
2
Invesco
Georgia
$13M -$619K -21,743 -5%
Ameriprise
3
Ameriprise
Minnesota
$8.02M +$5.92M +207,892 +314%
Bank of America
4
Bank of America
North Carolina
$7.25M +$1.28M +44,938 +22%
FWM
5
Frontier Wealth Management
Missouri
$6.35M -$408K -14,347 -6%
CIC
6
Cutler Investment Counsel
Oregon
$4.8M +$110K +3,861 +2%
Wells Fargo
7
Wells Fargo
California
$4.22M +$22.7K +796 +0.6%
CFA
8
Carroll Financial Associates
North Carolina
$4.05M -$1.34M -47,242 -25%
Morgan Stanley
9
Morgan Stanley
New York
$2.72M +$232K +8,159 +10%
JWA
10
JFS Wealth Advisors
Pennsylvania
$2.6M
CCM
11
Condor Capital Management
New Jersey
$2.46M -$16.4K -575 -0.7%
CAN
12
Cetera Advisor Networks
California
$2.39M -$980K -34,419 -30%
BOTW
13
Bank of the West
California
$1.5M +$37.7K +1,326 +3%
Jane Street
14
Jane Street
New York
$1.23M -$972K -34,131 -45%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.19M +$169K +5,930 +17%
VKH
16
Virtu KCG Holdings
New York
$1.12M +$1.09M +38,332 New
UBS Group
17
UBS Group
Switzerland
$921K +$13.8K +486 +2%
CIBC World Market
18
CIBC World Market
Ontario, Canada
$821K -$3.98K -140 -0.5%
RJA
19
Raymond James & Associates
Florida
$726K +$110K +3,863 +18%
SC
20
Scotia Capital
Ontario, Canada
$586K +$202K +7,100 +55%
Goldman Sachs
21
Goldman Sachs
New York
$547K -$748K -26,289 -58%
MFP
22
Mosaic Financial Partners
California
$436K +$38K +1,336 +10%
MHS
23
M Holdings Securities
Oregon
$417K -$75.8K -2,664 -16%
KA
24
Klingman & Associates
New York
$351K
TWA
25
Tillar-Wenstrup Advisors
Ohio
$309K +$8.65K +304 +3%

PDN Hedge Fund Activity: Q1 2017 in Review

42 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q1 2017, worth a combined $104M — up 10% from $94.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PDN positions and 2 closed out — a net gain of 4 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Ameriprise, adding an estimated $5.92M. The largest seller was Carroll Financial Associates, cutting an estimated $1.34M.

  • 42 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q1 2017, up from 39 in Q4 2016.
  • Funds reported $104M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q1 2017, up 10% quarter-over-quarter.
  • 6 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q1 2017 and 2 closed out, a net change of +4 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q1 2017 was Ameriprise, an estimated $5.92M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q1 2017 was Carroll Financial Associates, an estimated $1.34M sold.

Based on aggregated 13F filings for Q1 2017.