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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN

35 hedge funds and large institutions have $76.5M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

17% more funds holding

Funds holding: 30 → 35 (+5)

11% more capital invested

Capital invested by funds: $69.1M → $76.5M (+$7.38M)

1.63% more ownership

Funds ownership: 53.02% → 54.66% (+1.6%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
35
Holders Change
+5
Holders Change %
+16.67%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$2.78M
2
VKH
Virtu KCG Holdings
New York
+$1.95M
3
Goldman Sachs
Goldman Sachs
New York
+$1.26M
4
Jane Street
Jane Street
New York
+$1.17M
5
Bank of America
Bank of America
North Carolina
+$506K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$882K
2
CSIA
Charles Schwab Investment Advisory
California
-$759K
3
Wells Fargo
Wells Fargo
California
-$445K
4
FWM
Frontier Wealth Management
Missouri
-$424K
5
CPO
Cerity Partners OCIO
New York
-$258K
Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$25.1M -$759K -28,939 -3%
Wells Fargo
2
Wells Fargo
California
$11.6M -$445K -16,989 -4%
Invesco
3
Invesco
Georgia
$6.25M +$156K +5,959 +3%
FWM
4
Frontier Wealth Management
Missouri
$5.63M -$424K -16,158 -7%
Bank of America
5
Bank of America
North Carolina
$4.33M +$506K +19,289 +13%
JWA
6
JFS Wealth Advisors
Pennsylvania
$3.29M -$113K -4,294 -3%
Goldman Sachs
7
Goldman Sachs
New York
$3.22M +$1.26M +48,051 +63%
Morgan Stanley
8
Morgan Stanley
New York
$2.87M -$145K -5,527 -5%
Citadel Advisors
9
Citadel Advisors
Florida
$2.75M +$2.78M +105,939 New
VKH
10
Virtu KCG Holdings
New York
$1.93M +$1.95M +74,267 New
UBS Group
11
UBS Group
Switzerland
$1.85M -$82.4K -3,142 -4%
Jane Street
12
Jane Street
New York
$1.15M +$1.17M +44,485 New
BOTW
13
Bank of the West
California
$1.09M -$210K -8,023 -16%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$680K +$105 +4 +0%
CIC
15
Cutler Investment Counsel
Oregon
$614K +$146K +5,559 +31%
Ameriprise
16
Ameriprise
Minnesota
$600K +$223K +8,509 +58%
MHS
17
M Holdings Securities
Oregon
$594K -$20.8K -795 -3%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$469K +$39.7K +1,513 +9%
OMC
19
Old Mission Capital
Illinois
$428K +$433K +16,522 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$404K +$214K +8,176 +110%
CAN
21
Cetera Advisor Networks
California
$336K – – –
KA
22
Klingman & Associates
New York
$311K – – –
LPL Financial
23
LPL Financial
California
$303K +$311K +11,868 New
SWP
24
Stratos Wealth Partners
Ohio
$241K – – –
SPC
25
Sigma Planning Corp
Michigan
$219K -$20.7K -790 -9%
1
2

PDN Hedge Fund Activity: Q4 2015 in Review

35 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q4 2015, worth a combined $76.5M — up 11% from $69.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PDN positions and 3 closed out — a net gain of 5 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.78M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $882K sold.

  • 35 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q4 2015, up from 30 in Q3 2015.
  • Funds reported $76.5M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q4 2015, up 11% quarter-over-quarter.
  • 8 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q4 2015 and 3 closed out, a net change of +5 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q4 2015 was Citadel Advisors, an estimated $2.78M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q4 2015 was Susquehanna International Group, an estimated $882K sold.

Based on aggregated 13F filings for Q4 2015.