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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

21 hedge funds and large institutions have $23.5M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

19% more capital invested

Capital invested by funds: $19.7M → $23.5M (+$3.79M)

11% more funds holding

Funds holding: 1921 (+2)

1.54% less ownership

Funds ownership: 28.58%27.03% (-1.5%)

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.95M +$620K +24,061 +8%
NYLIM
2
New York Life Investment Management
New York
$2.82M
CIC
3
Cutler Investment Counsel
Oregon
$2.5M +$2.37M +92,038 New
RA
4
Research Affiliates
California
$2.26M
Bank of America
5
Bank of America
North Carolina
$2.08M +$160K +6,224 +9%
JWA
6
JFS Wealth Advisors
Pennsylvania
$2.06M +$380K +14,770 +24%
CIBC World Market
7
CIBC World Market
Ontario, Canada
$732K +$16.7K +648 +2%
Morgan Stanley
8
Morgan Stanley
New York
$673K +$146K +5,673 +30%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$421K -$2.68M -104,068 -87%
U
10
UBS
Switzerland
$335K +$13.9K +541 +5%
LPL Financial
11
LPL Financial
California
$214K -$302K -11,719 -60%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$163K +$154K +5,983 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$145K +$6.95K +270 +5%
GT
14
Glenmede Trust
Pennsylvania
$93K +$50.9K +1,976 +135%
Ameriprise
15
Ameriprise
Minnesota
$27K +$2.94K +114 +13%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$20K +$5.18K +201 +38%
MFS
17
MSI Financial Services
Massachusetts
$5K
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$4K
Citigroup
19
Citigroup
New York
$3K -$10.7K -417 -81%
1IC
20
1919 Investment Counsel
Maryland
$3K
AIG
21
American International Group
New York
$1.69K

PDN Hedge Fund Activity: Q3 2013 in Review

21 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q3 2013, worth a combined $23.5M — up 19% from $19.7M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new PDN positions and 0 closed out — a net gain of 2 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Cutler Investment Counsel, opening a new position worth an estimated $2.37M. The largest seller was Susquehanna International Group, cutting an estimated $2.68M.

  • 21 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q3 2013, up from 19 in Q2 2013.
  • Funds reported $23.5M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q3 2013, up 19% quarter-over-quarter.
  • 2 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q3 2013 and 0 closed out, a net change of +2 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q3 2013 was Cutler Investment Counsel, an estimated $2.37M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q3 2013 was Susquehanna International Group, an estimated $2.68M sold.

Based on aggregated 13F filings for Q3 2013.