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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

25 hedge funds and large institutions have $30.7M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

11% more capital invested

Capital invested by funds: $27.7M → $30.7M (+$2.96M)

9% more funds holding

Funds holding: 2325 (+2)

1.02% more ownership

Funds ownership: 26.13%27.14% (+1%)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.4M +$1.07M +38,749 +12%
CIC
2
Cutler Investment Counsel
Oregon
$5.35M +$86.6K +3,132 +2%
JWA
3
JFS Wealth Advisors
Pennsylvania
$2.97M +$348K +12,564 +14%
U
4
UBS
Switzerland
$1.69M -$78.8K -2,848 -5%
Bank of America
5
Bank of America
North Carolina
$1.6M -$261K -9,438 -14%
Jane Street
6
Jane Street
New York
$1.53M -$510K -18,443 -25%
Morgan Stanley
7
Morgan Stanley
New York
$1.24M +$458K +16,567 +61%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.07M +$69.9K +2,528 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1M +$806K +29,127 +455%
CIBC World Market
10
CIBC World Market
Ontario, Canada
$837K +$58.8K +2,126 +8%
RJA
11
Raymond James & Associates
Florida
$604K -$280K -10,123 -32%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$594K +$237K +8,561 +69%
BOTW
13
Bank of the West
California
$441K +$432K +15,621 New
MHS
14
M Holdings Securities
Oregon
$366K +$45.1K +1,631 +14%
Goldman Sachs
15
Goldman Sachs
New York
$366K +$358K +12,943 New
HighTower Advisors
16
HighTower Advisors
Illinois
$270K -$18.8K -678 -7%
LPL Financial
17
LPL Financial
California
$249K +$29K +1,049 +14%
GT
18
Glenmede Trust
Pennsylvania
$41K
Ameriprise
19
Ameriprise
Minnesota
$37K +$8.44K +305 +31%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$21K +$28 +1 +0.1%
MA
21
MUFG Americas
New York
$8K +$8.3K +300 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$6K
1IC
23
1919 Investment Counsel
Maryland
$3K
Citigroup
24
Citigroup
New York
$3K
MFS
25
MSI Financial Services
Massachusetts
$1K -$3.93K -142 -84%

PDN Hedge Fund Activity: Q1 2014 in Review

25 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q1 2014, worth a combined $30.7M — up 11% from $27.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PDN positions and 1 closed out — a net gain of 2 holders — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.07M. The largest seller was Jane Street, cutting an estimated $510K.

  • 25 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q1 2014, up from 23 in Q4 2013.
  • Funds reported $30.7M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q1 2014, up 11% quarter-over-quarter.
  • 3 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q1 2014 and 1 closed out, a net change of +2 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q1 2014 was Wells Fargo, an estimated $1.07M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q1 2014 was Jane Street, an estimated $510K sold.

Based on aggregated 13F filings for Q1 2014.