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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

28 hedge funds and large institutions have $32.4M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

0.07% less ownership

Funds ownership: 29.42%29.35% (-0.07%)

3% less funds holding

Funds holding: 2928 (-1)

6% less capital invested

Capital invested by funds: $34.4M → $32.4M (-$1.99M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
16
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.6M +$320K +11,124 +3%
CIC
2
Cutler Investment Counsel
Oregon
$5.45M +$66.5K +2,314 +1%
Bank of America
3
Bank of America
North Carolina
$3.38M +$1.02M +35,429 +41%
JWA
4
JFS Wealth Advisors
Pennsylvania
$3.15M +$192K +6,666 +6%
U
5
UBS
Switzerland
$2.29M +$276K +9,604 +13%
Morgan Stanley
6
Morgan Stanley
New York
$1.2M +$194K +6,736 +18%
BOTW
7
Bank of the West
California
$1.01M +$46.8K +1,628 +5%
CIBC World Market
8
CIBC World Market
Ontario, Canada
$753K +$31.7K +1,104 +4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$742K +$24K +833 +3%
RJA
10
Raymond James & Associates
Florida
$626K +$25.3K +881 +4%
MHS
11
M Holdings Securities
Oregon
$518K +$54.5K +1,894 +11%
UCFA
12
United Capital Financial Advisors
Texas
$422K +$149K +5,185 +51%
CAN
13
Cetera Advisor Networks
California
$404K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$365K +$114K +3,969 +43%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$322K -$30.9K -1,074 -8%
LPL Financial
16
LPL Financial
California
$253K +$10.2K +353 +4%
HighTower Advisors
17
HighTower Advisors
Illinois
$228K -$55.4K -1,928 -19%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$224K +$46K +1,601 +25%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$209K -$1.42M -49,280 -87%
Ameriprise
20
Ameriprise
Minnesota
$120K +$58.6K +2,038 +89%
GT
21
Glenmede Trust
Pennsylvania
$40K
Invesco
22
Invesco
Georgia
$34K +$35.8K +1,246 New
Creative Planning
23
Creative Planning
Kansas
$32K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$21K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$6K

PDN Hedge Fund Activity: Q3 2014 in Review

28 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q3 2014, worth a combined $32.4M — down 5.8% from $34.4M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PDN and 1 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 16 added.

The largest buyer was Bank of America, adding an estimated $1.02M. The largest seller was Susquehanna International Group, cutting an estimated $1.42M.

  • 28 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q3 2014, down from 29 in Q2 2014.
  • Funds reported $32.4M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q3 2014, down 5.8% quarter-over-quarter.
  • 1 fund opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q3 2014 and 2 closed out, a net change of -1 holder.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q3 2014 was Bank of America, an estimated $1.02M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q3 2014 was Susquehanna International Group, an estimated $1.42M sold.

Based on aggregated 13F filings for Q3 2014.