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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

23 hedge funds and large institutions have $27.7M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

18% more capital invested

Capital invested by funds: $23.5M → $27.7M (+$4.2M)

10% more funds holding

Funds holding: 2123 (+2)

0.9% less ownership

Funds ownership: 27.03%26.13% (-0.9%)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.18M -$10.4K -378 -0.1%
CIC
2
Cutler Investment Counsel
Oregon
$5.19M +$2.58M +94,030 +102%
JWA
3
JFS Wealth Advisors
Pennsylvania
$2.58M +$457K +16,691 +22%
Jane Street
4
Jane Street
New York
$2.03M +$1.99M +72,719 New
Bank of America
5
Bank of America
North Carolina
$1.85M -$288K -10,510 -14%
U
6
UBS
Switzerland
$1.75M +$1.38M +50,437 +410%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$974K +$543K +19,828 +128%
RJA
8
Raymond James & Associates
Florida
$879K +$863K +31,493 New
CIBC World Market
9
CIBC World Market
Ontario, Canada
$768K +$15.3K +559 +2%
Morgan Stanley
10
Morgan Stanley
New York
$757K +$65.1K +2,375 +10%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$348K +$177K +6,472 +108%
MHS
12
M Holdings Securities
Oregon
$316K +$310K +11,315 New
VKH
13
Virtu KCG Holdings
New York
$294K +$292K +10,671 New
HighTower Advisors
14
HighTower Advisors
Illinois
$286K +$281K +10,246 New
LPL Financial
15
LPL Financial
California
$217K -$1.18K -43 -0.6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$179K +$28.6K +1,044 +19%
GT
17
Glenmede Trust
Pennsylvania
$40K -$54.2K -1,976 -57%
Ameriprise
18
Ameriprise
Minnesota
$28K +$164 +6 +0.6%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$21K +$55 +2 +0.3%
HNB
20
Huntington National Bank
Ohio
$20K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$6K +$1.86K +68 +52%
MFS
22
MSI Financial Services
Massachusetts
$5K
1IC
23
1919 Investment Counsel
Maryland
$3K
Citigroup
24
Citigroup
New York
$3K
NYLIM
25
New York Life Investment Management
New York
-$2.82M -103,791 Closed

PDN Hedge Fund Activity: Q4 2013 in Review

23 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q4 2013, worth a combined $27.7M — up 18% from $23.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PDN positions and 2 closed out — a net gain of 3 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Cutler Investment Counsel, adding an estimated $2.58M. The largest seller was New York Life Investment Management, exiting entirely with an estimated $2.82M sold.

  • 23 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $27.7M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q4 2013, up 18% quarter-over-quarter.
  • 5 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q4 2013 and 2 closed out, a net change of +3 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q4 2013 was Cutler Investment Counsel, an estimated $2.58M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q4 2013 was New York Life Investment Management, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2013.