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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

34 hedge funds and large institutions have $40.1M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

25% more capital invested

Capital invested by funds: $32.2M → $40.1M (+$7.94M)

13% more funds holding

Funds holding: 3034 (+4)

4.69% more ownership

Funds ownership: 30.92%35.62% (+4.7%)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.8M +$1.45M +54,213 +14%
FWM
2
Frontier Wealth Management
Missouri
$5.91M +$5.82M +217,886 New
Goldman Sachs
3
Goldman Sachs
New York
$3.57M +$3.12M +116,824 +796%
JWA
4
JFS Wealth Advisors
Pennsylvania
$3.27M -$43.8K -1,640 -1%
Bank of America
5
Bank of America
North Carolina
$3.01M +$248K +9,292 +9%
UBS Group
6
UBS Group
Switzerland
$2.35M +$134K +5,003 +6%
Morgan Stanley
7
Morgan Stanley
New York
$1.4M +$88.6K +3,318 +7%
BOTW
8
Bank of the West
California
$1.39M -$2.25M -84,083 -62%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.13M -$1.04M -39,074 -48%
Jane Street
10
Jane Street
New York
$858K +$631K +23,649 +296%
CIBC World Market
11
CIBC World Market
Ontario, Canada
$736K +$13.7K +513 +2%
MHS
12
M Holdings Securities
Oregon
$593K +$57.5K +2,153 +11%
Invesco
13
Invesco
Georgia
$588K +$263K +9,857 +83%
CIC
14
Cutler Investment Counsel
Oregon
$469K -$2.07M -77,608 -82%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$451K +$4.3K +161 +1%
VKH
16
Virtu KCG Holdings
New York
$386K +$380K +14,225 New
CAN
17
Cetera Advisor Networks
California
$351K
SPC
18
Sigma Planning Corp
Michigan
$290K +$3.28K +123 +1%
CPO
19
Cerity Partners OCIO
New York
$275K +$270K +10,126 New
KA
20
Klingman & Associates
New York
$271K
LPL Financial
21
LPL Financial
California
$246K -$2.67K -100 -1%
UCFA
22
United Capital Financial Advisors
Texas
$203K -$330K -12,347 -63%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$182K -$49.8K -1,867 -22%
GWA
24
Genesis Wealth Advisors
Massachusetts
$135K
NFG
25
Next Financial Group
Texas
$75K +$74.2K +2,780 New

PDN Hedge Fund Activity: Q1 2015 in Review

34 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q1 2015, worth a combined $40.1M — up 25% from $32.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PDN positions and 2 closed out — a net gain of 4 holders — while 12 added to existing stakes and 8 trimmed.

The largest buyer was Frontier Wealth Management, opening a new position worth an estimated $5.82M. The largest seller was Bank of the West, cutting an estimated $2.25M.

  • 34 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q1 2015, up from 30 in Q4 2014.
  • Funds reported $40.1M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q1 2015, up 25% quarter-over-quarter.
  • 6 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q1 2015 and 2 closed out, a net change of +4 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q1 2015 was Frontier Wealth Management, an estimated $5.82M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q1 2015 was Bank of the West, an estimated $2.25M sold.

Based on aggregated 13F filings for Q1 2015.