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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

35 hedge funds and large institutions have $93.6M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $76.5M → $93.6M (+$17.1M)

6.48% more ownership

Funds ownership: 54.66%61.14% (+6.5%)

0% more funds holding

Funds holding: 3535 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$36.5M +$10.5M +427,182 +44%
Invesco
2
Invesco
Georgia
$16.8M +$9.94M +402,943 +167%
Wells Fargo
3
Wells Fargo
California
$12.2M +$429K +17,404 +4%
FWM
4
Frontier Wealth Management
Missouri
$5.59M -$85.6K -3,468 -2%
Bank of America
5
Bank of America
North Carolina
$4.28M -$82.3K -3,336 -2%
JWA
6
JFS Wealth Advisors
Pennsylvania
$3.3M -$18.3K -740 -0.6%
Morgan Stanley
7
Morgan Stanley
New York
$2.34M -$530K -21,497 -19%
CIC
8
Cutler Investment Counsel
Oregon
$1.77M +$1.09M +43,986 +186%
UBS Group
9
UBS Group
Switzerland
$1.74M -$127K -5,128 -7%
BOTW
10
Bank of the West
California
$1.23M +$125K +5,053 +12%
Goldman Sachs
11
Goldman Sachs
New York
$1.17M -$1.96M -79,411 -64%
Ameriprise
12
Ameriprise
Minnesota
$1.13M +$495K +20,043 +87%
Jane Street
13
Jane Street
New York
$778K -$364K -14,736 -33%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$691K +$3.97K +161 +0.6%
MHS
15
M Holdings Securities
Oregon
$597K -$1.85K -75 -0.3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$533K +$56K +2,268 +13%
CA
17
Cetera Advisors
Colorado
$509K +$479K +19,410 New
VKH
18
Virtu KCG Holdings
New York
$459K -$1.4M -56,705 -76%
CAN
19
Cetera Advisor Networks
California
$339K
KA
20
Klingman & Associates
New York
$314K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$282K -$120K -4,849 -31%
LPL Financial
22
LPL Financial
California
$274K -$25K -1,014 -9%
SWP
23
Stratos Wealth Partners
Ohio
$243K
SPC
24
Sigma Planning Corp
Michigan
$214K -$6.66K -270 -3%
WG
25
Welch Group
Alabama
$114K +$107K +4,349 New

PDN Hedge Fund Activity: Q1 2016 in Review

35 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q1 2016, worth a combined $93.6M — up 22% from $76.5M a quarter earlier.

Fund positioning in PDN was balanced in Q1 2016: 4 funds opened new positions, 4 closed out, 10 added to existing stakes and 15 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $10.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $2.75M sold.

  • 35 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $93.6M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q1 2016, up 22% quarter-over-quarter.
  • 4 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q1 2016 and 4 closed out, a net change of 0 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q1 2016 was Charles Schwab Investment Advisory, an estimated $10.5M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q1 2016 was Citadel Advisors, an estimated $2.75M sold.

Based on aggregated 13F filings for Q1 2016.