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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

39 hedge funds and large institutions have $94.8M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

3% more funds holding

Funds holding: 3839 (+1)

1.76% less ownership

Funds ownership: 60.76%58.99% (-1.8%)

6% less capital invested

Capital invested by funds: $101M → $94.8M (-$5.95M)

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$33.7M -$1.05M -38,673 -3%
Invesco
2
Invesco
Georgia
$12.6M -$3.89M -143,305 -23%
FWM
3
Frontier Wealth Management
Missouri
$6.25M +$61.7K +2,274 +1%
Bank of America
4
Bank of America
North Carolina
$5.49M +$609K +22,444 +12%
CFA
5
Carroll Financial Associates
North Carolina
$5.01M -$115K -4,243 -2%
CIC
6
Cutler Investment Counsel
Oregon
$4.33M +$1.33M +49,086 +44%
Wells Fargo
7
Wells Fargo
California
$3.88M +$294K +10,852 +8%
CAN
8
Cetera Advisor Networks
California
$3.13M -$1.96M -72,156 -38%
JWA
9
JFS Wealth Advisors
Pennsylvania
$2.6M -$227K -8,360 -8%
Morgan Stanley
10
Morgan Stanley
New York
$2.29M -$67.1K -2,472 -3%
CCM
11
Condor Capital Management
New Jersey
$2.29M -$11K -406 -0.5%
Jane Street
12
Jane Street
New York
$2.06M +$643K +23,723 +45%
Ameriprise
13
Ameriprise
Minnesota
$1.79M +$370K +13,624 +26%
BOTW
14
Bank of the West
California
$1.35M +$83.4K +3,074 +7%
Goldman Sachs
15
Goldman Sachs
New York
$1.22M +$142K +5,218 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$939K -$156K -5,739 -14%
UBS Group
17
UBS Group
Switzerland
$838K +$19.7K +726 +2%
OMC
18
Old Mission Capital
Illinois
$807K +$811K +29,886 New
CIBC World Market
19
CIBC World Market
Ontario, Canada
$762K +$11.7K +430 +2%
RJA
20
Raymond James & Associates
Florida
$567K +$569K +20,982 New
MHS
21
M Holdings Securities
Oregon
$457K -$62.9K -2,319 -12%
MFP
22
Mosaic Financial Partners
California
$367K +$68.5K +2,525 +23%
SC
23
Scotia Capital
Ontario, Canada
$349K +$351K +12,927 New
KA
24
Klingman & Associates
New York
$324K
TWA
25
Tillar-Wenstrup Advisors
Ohio
$277K +$279K +10,270 New

PDN Hedge Fund Activity: Q4 2016 in Review

39 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q4 2016, worth a combined $94.8M — down 5.9% from $101M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PDN positions and 4 closed out — a net gain of 1 holder — while 14 added to existing stakes and 12 trimmed.

The largest buyer was Cutler Investment Counsel, adding an estimated $1.33M. The largest seller was Invesco, cutting an estimated $3.89M.

  • 39 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $94.8M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q4 2016, down 5.9% quarter-over-quarter.
  • 5 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q4 2016 and 4 closed out, a net change of +1 holder.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q4 2016 was Cutler Investment Counsel, an estimated $1.33M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q4 2016 was Invesco, an estimated $3.89M sold.

Based on aggregated 13F filings for Q4 2016.