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Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF

30 hedge funds and large institutions have $69.1M invested in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $45.3M → $69.1M (+$23.8M)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

15.12% more ownership

Funds ownership: 37.9%53.02% (+15%)

3% more funds holding

Funds holding: 2930 (+1)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$25.2M +$26.6M +995,540 New
Wells Fargo
2
Wells Fargo
California
$11.8M +$382K +14,294 +3%
Invesco
3
Invesco
Georgia
$5.95M +$1.66M +61,899 +36%
FWM
4
Frontier Wealth Management
Missouri
$5.9M +$227K +8,505 +4%
Bank of America
5
Bank of America
North Carolina
$3.73M +$162K +6,041 +4%
JWA
6
JFS Wealth Advisors
Pennsylvania
$3.32M +$229K +8,544 +7%
Morgan Stanley
7
Morgan Stanley
New York
$2.95M +$1.79M +66,967 +136%
Goldman Sachs
8
Goldman Sachs
New York
$1.93M -$683K -25,534 -25%
UBS Group
9
UBS Group
Switzerland
$1.89M -$382K -14,265 -16%
BOTW
10
Bank of the West
California
$1.26M -$28.4K -1,063 -2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$882K -$184K -6,870 -17%
CIBC World Market
12
CIBC World Market
Ontario, Canada
$664K -$26.3K -982 -4%
MHS
13
M Holdings Securities
Oregon
$600K +$18.1K +678 +3%
CIC
14
Cutler Investment Counsel
Oregon
$459K +$8.45K +316 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$420K +$444K +16,592 New
Ameriprise
16
Ameriprise
Minnesota
$370K +$391K +14,626 New
CAN
17
Cetera Advisor Networks
California
$328K
KA
18
Klingman & Associates
New York
$303K
CPO
19
Cerity Partners OCIO
New York
$258K +$1.82K +68 +0.7%
SWP
20
Stratos Wealth Partners
Ohio
$235K +$249K +9,300 New
SPC
21
Sigma Planning Corp
Michigan
$234K +$27 +1 +0%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$188K -$195K -7,275 -50%
NFG
23
Next Financial Group
Texas
$77K
TRCT
24
Tower Research Capital (TRC)
New York
$68K +$72.2K +2,700 New
GT
25
Glenmede Trust
Pennsylvania
$37K

PDN Hedge Fund Activity: Q3 2015 in Review

30 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) for Q3 2015, worth a combined $69.1M — up 53% from $45.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PDN positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $26.6M. The largest seller was Goldman Sachs, cutting an estimated $683K.

  • 30 institutional investors held Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF (PDN) as of Q3 2015, up from 29 in Q2 2015.
  • Funds reported $69.1M of Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF stock for Q3 2015, up 53% quarter-over-quarter.
  • 6 funds opened new Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF positions in Q3 2015 and 4 closed out, a net change of +2 holders.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.6M added.
  • The largest Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF seller in Q3 2015 was Goldman Sachs, an estimated $683K sold.

Based on aggregated 13F filings for Q3 2015.