We are live on ! Find out more
OXSQ icon

Oxford Square Capital

94 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

7% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 15

0% more capital invested

Capital invested by funds: $113M → $113M (+$558K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 9594 (-1)

Holders
94
Holders Change
-1
Holders Change %
-1.05%
% of All Funds
2.51%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
38
Reduced
23
Closed
15
Calls
$94K
Puts
Net Calls
+$94K
Net Calls Change
-$965K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
76
LPL Financial
California
$79K
FA
77
FCG Advisors
New Jersey
$78K
RC
78
RegentAtlantic Capital
New Jersey
$67.4K +$75.2K +8,955 New
US Bancorp
79
US Bancorp
Minnesota
$67K
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$50K -$35.9K -4,268 -39%
CPA
81
Cowen Prime Advisors
New York
$47K +$16.8K +2,000 +48%
EWM
82
Edge Wealth Management
New York
$38K
PI
83
PineBridge Investments
New York
$36K +$40.2K +4,781 New
BRWM
84
B. Riley Wealth Management
Tennessee
$21K +$23.4K +2,784 +17,400%
BFEC
85
Benjamin F. Edwards & Company
Missouri
$16K
GGPS
86
Gary Goldberg Planning Services
New York
$8K
FWM
87
Focused Wealth Management
New York
$7K -$8.4K -1,000 -54%
WA
88
WealthTrust-Arizona
Arizona
$5K +$4.2K +500 +250%
WEC
89
Winslow Evans & Crocker
Massachusetts
$3.01K
WA
90
WFG Advisors
Texas
$2K
GT
91
Glenmede Trust
Pennsylvania
$1K
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$1K +$840 +100 New
BRWA
93
B. Riley Wealth Advisors
Florida
$51 +$57.4K +6,835 New
Manulife (Manufacturers Life Insurance)
94
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12 +$12.9K +1,539 New
YMRC
95
Yorktown Management & Research Company
Virginia
-$3.97M -450,000 Closed
Principal Financial Group
96
Principal Financial Group
Iowa
-$1.41M -160,025 Closed
RJA
97
Raymond James & Associates
Florida
-$1.29M -146,393 Closed
AIM
98
Allen Investment Management
New York
-$490K -55,505 Closed
ACM
99
Ativo Capital Management
Illinois
-$470K -53,284 Closed
N
100
Nuveen
North Carolina
-$424K -48,000 Closed

OXSQ Hedge Fund Activity: Q4 2014 in Review

94 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2014, worth a combined $113M — up 0.5% from $113M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new OXSQ positions and 15 closed out — a net gain of 1 holder — while 38 added to existing stakes and 23 trimmed.

The largest buyer was Millennium Management, adding an estimated $2.4M. The largest seller was Yorktown Management & Research Company, exiting entirely with an estimated $3.97M sold.

  • 94 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2014, down from 95 in Q3 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q4 2014, up 0.5% quarter-over-quarter.
  • 16 funds opened new Oxford Square Capital positions in Q4 2014 and 15 closed out, a net change of +1 holder.
  • The largest Oxford Square Capital buyer in Q4 2014 was Millennium Management, an estimated $2.4M added.
  • The largest Oxford Square Capital seller in Q4 2014 was Yorktown Management & Research Company, an estimated $3.97M sold.

Based on aggregated 13F filings for Q4 2014.