Nuveen’s Oxford Square Capital OXSQ Stock Holding History

Nuveen’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-48,000	Closed	-$424K	–	1646
2014 Q3	$424K	Hold	48,000	–	–	﹤0.01%	1396
2014 Q2	$475K	Sell	48,000 -4,379	-8%	-$42.1K	﹤0.01%	1383
2014 Q1	$512K	Hold	52,379	–	–	﹤0.01%	1343
2013 Q4	$542K	Buy	52,379 +3,317	+7%	+$33.9K	﹤0.01%	1298
2013 Q3	$478K	Buy	+49,062	New	+$482K	﹤0.01%	1329

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Nuveen's OXSQ Position: Q4 2014 in Review

Nuveen sold out of Oxford Square Capital (OXSQ) in Q4 2014, closing a stake of 48,000 shares — an estimated $424K sold.

Nuveen first reported a position in OXSQ in Q3 2013 and held it in 5 quarters. The position peaked at $542K in Q4 2013. 94 funds tracked by Wall St. Rank hold OXSQ as of Q4 2014.

Nuveen reported no remaining Oxford Square Capital position as of Q4 2014 after selling out during the quarter.
Nuveen sold 48,000 Oxford Square Capital shares in Q4 2014, an estimated $424K.
Nuveen first reported a position in Oxford Square Capital in Q3 2013 and held it in 5 quarters.
Nuveen's Oxford Square Capital position peaked at $542K in Q4 2013.
94 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2014.

Based on Nuveen's 13F filing for Q4 2014, filed 13 Feb 2015.