Benjamin F. Edwards & Company’s Oxford Square Capital OXSQ Stock Holding History

Benjamin F. Edwards & Company’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,000	Closed	-$5K	–	1135
2016 Q2	$5K	Hold	1,000	–	–	﹤0.01%	902
2016 Q1	$5K	Hold	1,000	–	–	﹤0.01%	922
2015 Q4	$6K	Hold	1,000	–	–	﹤0.01%	945
2015 Q3	$7K	Hold	1,000	–	–	﹤0.01%	944
2015 Q2	$7K	Sell	1,000 -1,100	-52%	-$7.58K	﹤0.01%	989
2015 Q1	$15K	Hold	2,100	–	–	﹤0.01%	811
2014 Q4	$16K	Hold	2,100	–	–	﹤0.01%	722
2014 Q3	$19K	Buy	+2,100	New	+$20.2K	﹤0.01%	661

Other funds holding OXSQ

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Benjamin F. Edwards & Company's OXSQ Position: Q3 2016 in Review

Benjamin F. Edwards & Company sold out of Oxford Square Capital (OXSQ) in Q3 2016, closing a stake of 1,000 shares — an estimated $5K sold.

Benjamin F. Edwards & Company first reported a position in OXSQ in Q3 2014 and held it in 8 quarters. The position peaked at $19K in Q3 2014. 75 funds tracked by Wall St. Rank hold OXSQ as of Q3 2016.

Benjamin F. Edwards & Company reported no remaining Oxford Square Capital position as of Q3 2016 after selling out during the quarter.
Benjamin F. Edwards & Company sold 1,000 Oxford Square Capital shares in Q3 2016, an estimated $5K.
Benjamin F. Edwards & Company first reported a position in Oxford Square Capital in Q3 2014 and held it in 8 quarters.
Benjamin F. Edwards & Company's Oxford Square Capital position peaked at $19K in Q3 2014.
75 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2016.

Based on Benjamin F. Edwards & Company's 13F filing for Q3 2016, filed 24 Oct 2016.