B. Riley Wealth Advisors’s Oxford Square Capital OXSQ Stock Holding History

B. Riley Wealth Advisors’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-6,835	Closed	-$51	–	1544
2014 Q4	$51	Buy	+6,835	New	+$57.4K	﹤0.01%	2085
2014 Q3	–	Sell	-2,865	Closed	-$28.4K	–	1501
2014 Q2	$28.4K	Sell	2,865 -9,158	-76%	-$88K	0.01%	1293
2014 Q1	$118K	Sell	12,023 -3,626	-23%	-$37.1K	0.04%	571
2013 Q4	$162K	Sell	15,649 -5,230	-25%	-$53.5K	0.05%	409
2013 Q3	$203K	Sell	20,879 -5,019	-19%	-$49.3K	0.07%	328
2013 Q2	$249K	Buy	+25,898	New	+$252K	0.08%	269

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

B. Riley Wealth Advisors's OXSQ Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Oxford Square Capital (OXSQ) in Q1 2015, closing a stake of 6,835 shares — an estimated $51 sold.

B. Riley Wealth Advisors first reported a position in OXSQ in Q2 2013 and held it in 6 quarters. The position peaked at $249K in Q2 2013. 86 funds tracked by Wall St. Rank hold OXSQ as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Oxford Square Capital position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,835 Oxford Square Capital shares in Q1 2015, an estimated $51.
B. Riley Wealth Advisors first reported a position in Oxford Square Capital in Q2 2013 and held it in 6 quarters.
B. Riley Wealth Advisors's Oxford Square Capital position peaked at $249K in Q2 2013.
86 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.