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Oxford Square Capital

80 hedge funds and large institutions have $49.8M invested in Oxford Square Capital in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more call options, than puts

Call options by funds: $140K | Put options by funds: $14K

5% less funds holding

Funds holding: 8480 (-4)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

41% less capital invested

Capital invested by funds: $84.7M → $49.8M (-$34.9M)

Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
23
Reduced
28
Closed
15
Calls
$140K
Puts
$14K
Net Calls
+$126K
Net Calls Change
-$23K
Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$72K -$5.03K -1,000 -6%
PAM
52
PVG Asset Management
Colorado
$64.3K -$1.02M -203,139 -94%
RJFSA
53
Raymond James Financial Services Advisors
Florida
$63K +$66.2K +13,172 New
PI
54
PineBridge Investments
New York
$62K +$5.3K +1,055 +9%
Susquehanna International Group
55
Susquehanna International Group
Pennsylvania
$55K -$37.7K -7,506 -39%
CAAS
56
Capital Asset Advisory Services
Michigan
$50K -$3.27K -650 -6%
Deutsche Bank
57
Deutsche Bank
Germany
$46K +$48.3K +9,608 New
Barclays
58
Barclays
United Kingdom
$44K +$54.8K +10,900 New
CPA
59
Cowen Prime Advisors
New York
$35K
US Bancorp
60
US Bancorp
Minnesota
$33K
Simplex Trading
61
Simplex Trading
Illinois
$32K +$32.6K +6,488 +3,244%
JP Morgan Chase
62
JP Morgan Chase
New York
$26K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$25K
TRCT
64
Tower Research Capital (TRC)
New York
$25K +$23.6K +4,693 +764%
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$16K -$7.54K -1,500 -31%
GXMC
66
Global X Management Company
New York
$13K
AIG
67
American International Group
New York
$12K -$6.04K -1,202 -32%
ZB
68
Zions Bancorporation
Utah
$12K +$13K +2,588 New
CG
69
Cutler Group
California
$11K +$11.8K +2,344 New
MFW
70
Mosaic Family Wealth
Missouri
$10K
MFS
71
MSI Financial Services
Massachusetts
$10K
Manulife (Manufacturers Life Insurance)
72
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K
WA
73
WealthTrust-Arizona
Arizona
$6K +$1.27K +252 +24%
BFEC
74
Benjamin F. Edwards & Company
Missouri
$5K
FWM
75
Focused Wealth Management
New York
$4K

OXSQ Hedge Fund Activity: Q1 2016 in Review

80 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q1 2016, worth a combined $49.8M — down 41% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of OXSQ and 11 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 23 added.

The largest buyer was Putnam Investments, adding an estimated $2.18M. The largest seller was Raging Capital Management, exiting entirely with an estimated $17.8M sold.

  • 80 institutional investors held Oxford Square Capital (OXSQ) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $49.8M of Oxford Square Capital stock for Q1 2016, down 41% quarter-over-quarter.
  • 11 funds opened new Oxford Square Capital positions in Q1 2016 and 15 closed out, a net change of -4 holders.
  • The largest Oxford Square Capital buyer in Q1 2016 was Putnam Investments, an estimated $2.18M added.
  • The largest Oxford Square Capital seller in Q1 2016 was Raging Capital Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q1 2016.