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Oxford Square Capital

86 hedge funds and large institutions have $99.2M invested in Oxford Square Capital in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 43 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

165% more call options, than puts

Call options by funds: $207K | Put options by funds: $78K

9% less funds holding

Funds holding: 9486 (-8)

12% less capital invested

Capital invested by funds: $113M → $99.2M (-$13.9M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

56% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 43

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
86
Holders Change
-8
Holders Change %
-8.51%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
19
Reduced
43
Closed
18
Calls
$207K
Puts
$78K
Net Calls
+$129K
Net Calls Change
+$35K
Name Holding Trade Value Shares
Change
Change in
Stake
PC
51
Palo Capital
California
$177K +$59.8K +8,100 +46%
FFA
52
First Foundation Advisors
California
$174K +$18.5K +2,500 +11%
CC
53
Caxton Corporation
New Jersey
$164K +$175K +23,742 New
Creative Planning
54
Creative Planning
Kansas
$144K -$26K -3,516 -14%
AA
55
Ancora Advisors
Ohio
$138K -$568K -77,000 Closed
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$135K -$47.6K -6,456 -25%
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$133K +$5.62K +762 +4%
SRC
58
Shufro Rose & Co
New York
$117K +$7.38K +1,000 +6%
Ameriprise
59
Ameriprise
Minnesota
$110K -$15.5K -2,100 -12%
OC
60
Oppenheimer & Co
New York
$109K -$15.6K -2,116 -12%
RJT
61
Raymond James Trust
Florida
$107K
WS
62
Wedbush Securities
California
$96K -$18.4K -2,489 -15%
State Street
63
State Street
Massachusetts
$82K -$1.29M -174,475 -94%
NPC
64
National Planning Corporation
California
$79K -$2.21K -300 -2%
AG
65
Aperio Group
California
$73K +$78.2K +10,596 New
VKH
66
Virtu KCG Holdings
New York
$72K -$211K -28,587 -73%
FA
67
FCG Advisors
New Jersey
$71K
AQR Capital Management
68
AQR Capital Management
Connecticut
$70K -$111K -15,100 -60%
Citigroup
69
Citigroup
New York
$70K -$10.3K -1,397 -12%
LPL Financial
70
LPL Financial
California
$69K -$3.36K -455 -4%
US Bancorp
71
US Bancorp
Minnesota
$63K +$1.17K +159 +2%
CPA
72
Cowen Prime Advisors
New York
$50K +$7.38K +1,000 +16%
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$44K +$47K +6,366 New
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$37K -$9.59K -1,299 -20%
EWM
75
Edge Wealth Management
New York
$35K

OXSQ Hedge Fund Activity: Q1 2015 in Review

86 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q1 2015, worth a combined $99.2M — down 12% from $113M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of OXSQ and 11 opened new positions — a net loss of 7 holders — while 43 trimmed existing stakes and 19 added.

The largest buyer was Raging Capital Management, opening a new position worth an estimated $11.6M. The largest seller was PVG Asset Management, cutting an estimated $5.41M.

  • 86 institutional investors held Oxford Square Capital (OXSQ) as of Q1 2015, down from 94 in Q4 2014.
  • Funds reported $99.2M of Oxford Square Capital stock for Q1 2015, down 12% quarter-over-quarter.
  • 11 funds opened new Oxford Square Capital positions in Q1 2015 and 18 closed out, a net change of -7 holders.
  • The largest Oxford Square Capital buyer in Q1 2015 was Raging Capital Management, an estimated $11.6M added.
  • The largest Oxford Square Capital seller in Q1 2015 was PVG Asset Management, an estimated $5.41M sold.

Based on aggregated 13F filings for Q1 2015.