Ameriprise’s Oxford Square Capital OXSQ Stock Holding History

Ameriprise’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,837	Closed	-$96K	–	3833
2015 Q4	$96K	Hold	15,837	–	–	﹤0.01%	3744
2015 Q3	$106K	Hold	15,837	–	–	﹤0.01%	3725
2015 Q2	$106K	Hold	15,837	–	–	﹤0.01%	3916
2015 Q1	$110K	Sell	15,837 -2,100	-12%	-$15.5K	﹤0.01%	3672
2014 Q4	$135K	Buy	17,937 +2,500	+16%	+$21K	﹤0.01%	3557
2014 Q3	$136K	Buy	15,437 +1,900	+14%	+$18.3K	﹤0.01%	3547
2014 Q2	$134K	Buy	13,537 +12,237	+941%	+$118K	﹤0.01%	3470
2014 Q1	$13K	Hold	1,300	–	–	﹤0.01%	4413
2013 Q4	$13K	Sell	1,300 -4,375	-77%	-$44.8K	﹤0.01%	4260
2013 Q3	$55K	Sell	5,675 -12,100	-68%	-$119K	﹤0.01%	3757
2013 Q2	$171K	Buy	+17,775	New	+$173K	﹤0.01%	3154

Other funds holding OXSQ

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise's OXSQ Position: Q1 2016 in Review

Ameriprise sold out of Oxford Square Capital (OXSQ) in Q1 2016, closing a stake of 15,837 shares — an estimated $96K sold.

Ameriprise first reported a position in OXSQ in Q2 2013 and held it in 11 quarters. The position peaked at $171K in Q2 2013. 80 funds tracked by Wall St. Rank hold OXSQ as of Q1 2016.

Ameriprise reported no remaining Oxford Square Capital position as of Q1 2016 after selling out during the quarter.
Ameriprise sold 15,837 Oxford Square Capital shares in Q1 2016, an estimated $96K.
Ameriprise first reported a position in Oxford Square Capital in Q2 2013 and held it in 11 quarters.
Ameriprise's Oxford Square Capital position peaked at $171K in Q2 2013.
80 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2016.

Based on Ameriprise's 13F filing for Q1 2016, filed 12 May 2016.