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Oxford Square Capital

109 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $1.63M | Put options by funds: $882K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

4% more funds holding

Funds holding: 105109 (+4)

1% less capital invested

Capital invested by funds: $152M → $151M (-$822K)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
3.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
44
Reduced
27
Closed
13
Calls
$1.63M
Puts
$882K
Net Calls
+$748K
Net Calls Change
+$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
SIC
26
Salem Investment Counselors
North Carolina
$782K +$4.91K +500 +0.6%
Charles Schwab
27
Charles Schwab
California
$728K
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$728K +$38.8K +3,947 +6%
AllianceBernstein
29
AllianceBernstein
Tennessee
$720K +$16K +1,625 +2%
TA
30
Teachers Advisors
New York
$715K +$51.7K +5,262 +8%
RhumbLine Advisers
31
RhumbLine Advisers
Massachusetts
$713K -$5.47K -557 -0.8%
VanEck Associates
32
VanEck Associates
New York
$658K +$173K +17,647 +35%
AIG
33
American International Group
New York
$628K +$69.5K +7,075 +12%
CHAM
34
Clear Harbor Asset Management
Connecticut
$592K +$32.6K +3,320 +6%
Goldman Sachs
35
Goldman Sachs
New York
$590K +$199K +20,279 +50%
VFS
36
VSR Financial Services
Kansas
$560K
RJA
37
Raymond James & Associates
Florida
$559K +$8.47K +863 +2%
Two Sigma Investments
38
Two Sigma Investments
New York
$498K +$501K +51,072 New
Swiss National Bank
39
Swiss National Bank
Switzerland
$495K -$48.1K -4,900 -9%
CS
40
Credit Suisse
Switzerland
$493K +$34.2K +3,482 +7%
N
41
Nuveen
North Carolina
$478K +$482K +49,062 New
JP Morgan Chase
42
JP Morgan Chase
New York
$471K +$225K +22,952 +90%
B
43
Baird
Wisconsin
$427K -$40.6K -4,138 -9%
NFA
44
Nationwide Fund Advisors
Ohio
$412K +$26.1K +2,658 +7%
DC
45
Davenport & Co
Virginia
$399K
Acadian Asset Management
46
Acadian Asset Management
Massachusetts
$398K
UBS AM
47
UBS AM
Illinois
$384K
ACM
48
Ativo Capital Management
Illinois
$383K +$28.1K +2,866 +8%
MLICM
49
Metropolitan Life Insurance Company (MetLife)
New York
$382K
IH
50
IFC Holdings
Florida
$376K -$518K -52,788 -58%

OXSQ Hedge Fund Activity: Q3 2013 in Review

109 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2013, worth a combined $151M — down 0.54% from $152M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXSQ positions and 13 closed out — a net gain of 4 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.91M. The largest seller was Blackthorn Investment Group, exiting entirely with an estimated $7.41M sold.

  • 109 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2013, up from 105 in Q2 2013.
  • Funds reported $151M of Oxford Square Capital stock for Q3 2013, down 0.54% quarter-over-quarter.
  • 17 funds opened new Oxford Square Capital positions in Q3 2013 and 13 closed out, a net change of +4 holders.
  • The largest Oxford Square Capital buyer in Q3 2013 was Advisors Asset Management, an estimated $2.91M added.
  • The largest Oxford Square Capital seller in Q3 2013 was Blackthorn Investment Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q3 2013.