Charles Schwab’s Oxford Square Capital OXSQ Stock Holding History

Charles Schwab’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-74,500	Closed	-$729K	–	3126
2014 Q1	$729K	Hold	74,500	–	–	﹤0.01%	2432
2013 Q4	$771K	Hold	74,500	–	–	﹤0.01%	2398
2013 Q3	$728K	Hold	74,500	–	–	﹤0.01%	2373
2013 Q2	$726K	Buy	+74,500	New	+$725K	﹤0.01%	2339

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Charles Schwab's OXSQ Position: Q2 2014 in Review

Charles Schwab sold out of Oxford Square Capital (OXSQ) in Q2 2014, closing a stake of 74,500 shares — an estimated $729K sold.

Charles Schwab first reported a position in OXSQ in Q2 2013 and held it in 4 quarters. The position peaked at $771K in Q4 2013. 117 funds tracked by Wall St. Rank hold OXSQ as of Q2 2014.

Charles Schwab reported no remaining Oxford Square Capital position as of Q2 2014 after selling out during the quarter.
Charles Schwab sold 74,500 Oxford Square Capital shares in Q2 2014, an estimated $729K.
Charles Schwab first reported a position in Oxford Square Capital in Q2 2013 and held it in 4 quarters.
Charles Schwab's Oxford Square Capital position peaked at $771K in Q4 2013.
117 funds tracked by Wall St. Rank held Oxford Square Capital as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.