Clear Harbor Asset Management’s Oxford Square Capital OXSQ Stock Holding History

Clear Harbor Asset Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-12,900	Closed	-$114K	–	298
2014 Q3	$114K	Sell	12,900 -4,500	-26%	-$43.2K	0.03%	204
2014 Q2	$172K	Sell	17,400 -44,180	-72%	-$425K	0.04%	200
2014 Q1	$602K	Buy	61,580 +323	+0.5%	+$3.3K	0.14%	117
2013 Q4	$633K	Buy	61,257 +510	+0.8%	+$5.22K	0.16%	107
2013 Q3	$592K	Buy	60,747 +3,320	+6%	+$32.6K	0.16%	93
2013 Q2	$552K	Buy	+57,427	New	+$559K	0.16%	97

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Clear Harbor Asset Management's OXSQ Position: Q4 2014 in Review

Clear Harbor Asset Management sold out of Oxford Square Capital (OXSQ) in Q4 2014, closing a stake of 12,900 shares — an estimated $114K sold.

Clear Harbor Asset Management first reported a position in OXSQ in Q2 2013 and held it in 6 quarters. The position peaked at $633K in Q4 2013. 94 funds tracked by Wall St. Rank hold OXSQ as of Q4 2014.

Clear Harbor Asset Management reported no remaining Oxford Square Capital position as of Q4 2014 after selling out during the quarter.
Clear Harbor Asset Management sold 12,900 Oxford Square Capital shares in Q4 2014, an estimated $114K.
Clear Harbor Asset Management first reported a position in Oxford Square Capital in Q2 2013 and held it in 6 quarters.
Clear Harbor Asset Management's Oxford Square Capital position peaked at $633K in Q4 2013.
94 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2014.

Based on Clear Harbor Asset Management's 13F filing for Q4 2014, filed 30 Jan 2015.