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OXLC

Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$180K +$17.5K +501 +11%
GWM
27
Geneos Wealth Management
Colorado
$151K
TF
28
Trek Financial
Arizona
$144K +$874 +25 +0.6%
Squarepoint
29
Squarepoint
New York
$142K +$7.55K +216 +6%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$141K -$1.71K -49 -1%
Deutsche Bank
31
Deutsche Bank
Germany
$138K +$130K +3,720 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$136K +$31.1K +888 +32%
Millennium Management
33
Millennium Management
New York
$135K +$127K +3,632 New
KAS
34
Kestra Advisory Services
Texas
$126K +$119K +3,406 New
CIBC Private Wealth Group
35
CIBC Private Wealth Group
Georgia
$115K -$14K -400 -11%
KM
36
Kalos Management
Georgia
$109K -$201K -5,752 -67%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$109K +$103K +2,937 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$103K -$1.35M -38,520 -93%
BWA
39
BDO Wealth Advisors
Florida
$84K
PAG
40
Private Advisor Group
New Jersey
$75K +$71K +2,031 New
FIA
41
FNY Investment Advisers
New York
$74K -$131K -3,737 -65%
Citigroup
42
Citigroup
New York
$61K +$22.7K +648 +65%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$48K +$7.49K +214 +20%
Wells Fargo
44
Wells Fargo
California
$36K -$9.97K -285 -23%
TRCT
45
Tower Research Capital (TRC)
New York
$33K +$17.1K +489 +120%
DOA
46
D'Orazio & Associates
Virginia
$25K -$3.11K -89 -12%
WWMSC
47
Wagner Wealth Management (South Carolina)
South Carolina
$15K
TWM
48
Tradition Wealth Management
Minnesota
$12K
BFC
49
Bedel Financial Consulting
Indiana
$7K
RMC
50
Resources Management Corp
Connecticut
$7K