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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

73 hedge funds and large institutions have $282M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

67% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 18

29% more capital invested

Capital invested by funds: $219M → $282M (+$62.6M)

18% more funds holding

Funds holding: 62 → 73 (+11)

2.37% less ownership

Funds ownership: 65.8% → 63.43% (-2.4%)

Holders
73
Holders Change
+11
Holders Change %
+17.74%
% of All Funds
1.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
15
Increased
30
Reduced
18
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$31.8M
2
Ameriprise
Ameriprise
Minnesota
+$5.47M
3
FP
Fiduciary Planning
Florida
+$3.59M
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$3.19M
5
CWM
Castle Wealth Management
Florida
+$2.22M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$23.6M
2
ACA
Aptus Capital Advisors
Alabama
-$1.51M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$646K
4
Bank of America
Bank of America
North Carolina
-$583K
5
Osaic Holdings
Osaic Holdings
Arizona
-$268K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
51
Cetera Advisor Networks
California
$306K -$11.2K -311 -4%
Wealth Enhancement Advisory Services
52
Wealth Enhancement Advisory Services
Minnesota
$280K -$41.3K -1,148 -14%
DI
53
Diligent Investors
California
$254K – – –
UFF
54
USA Financial Formulas
Michigan
$243K +$222K +6,159 +11,621%
MA
55
Mutual Advisors
Nebraska
$224K +$206K +5,711 New
PA
56
PFG Advisors
Arizona
$203K +$187K +5,181 New
Comerica Bank
57
Comerica Bank
Texas
$171K – – –
IGWM
58
ICA Group Wealth Management
Colorado
$114K +$104K +2,900 New
NA
59
NewEdge Advisors
Louisiana
$92.1K +$84.7K +2,351 New
GA
60
GoalVest Advisory
New York
$86.9K – – –
OSAM
61
O'Shaughnessy Asset Management
Connecticut
$73.6K +$67.6K +1,878 New
FFA
62
Farther Finance Advisors
California
$63.2K -$26.7K -741 -31%
CH
63
Canton Hathaway
Rhode Island
$39K – – –
IA
64
IFP Advisors
Florida
$38.7K +$108 +3 +0.3%
HI
65
Harbour Investments
Wisconsin
$37.2K +$9K +250 +36%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$19.1K +$1.76K +49 +11%
TRCT
67
Tower Research Capital (TRC)
New York
$18K +$16.5K +459 New
EPW
68
Evergreen Private Wealth
Colorado
$15.7K +$14.4K +400 New
ASN
69
Advisory Services Network
Georgia
$12.9K +$11.9K +330 New
RF
70
Robinswood Financial
Washington
$11.2K – – –
Fidelity Investments
71
Fidelity Investments
Massachusetts
$7.21K +$324 +9 +5%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$3.76K -$10.9K -304 -76%
VWM
73
Venturi Wealth Management
Texas
$2.59K +$2.38K +66 New
ACA
74
Aptus Capital Advisors
Alabama
– -$1.51M -42,891 Closed
PTC
75
Private Trust Company
Ohio
– -$34.2K -973 Closed
1 2
3
4

OUSM Hedge Fund Activity: Q4 2023 in Review

73 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2023, worth a combined $282M — up 29% from $219M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OUSM positions and 3 closed out — a net gain of 12 holders — while 30 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $31.8M. The largest seller was Wells Fargo, cutting an estimated $23.6M.

  • 73 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2023, up from 62 in Q3 2023.
  • Funds reported $282M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2023, up 29% quarter-over-quarter.
  • 15 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2023 and 3 closed out, a net change of +12 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2023 was Morgan Stanley, an estimated $31.8M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2023 was Wells Fargo, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2023.