ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
62 hedge funds and large institutions have $219M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 11 reducing their positions, and 1 closing their positions.
700% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 1
191% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 11
15% more capital invested
Capital invested by funds: $191M → $219M (+$28.6M)
13% more funds holding
Funds holding: 55 → 62 (+7)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
71.14% less ownership
Funds ownership: 136.94% → 65.8% (-71%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$10M |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$6.46M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$5.22M |
| 4 |
AFS
Axiom Financial Strategies
New Albany,
Indiana
|
+$3.65M |
| 5 |
FP
Fiduciary Planning
Englewood,
Florida
|
+$1.63M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$1.47M |
| 2 |
OP
ORG Partners
Roanoke,
Indiana
|
-$729K |
| 3 |
SSWM
Sheets Smith Wealth Management
Winston-Salem,
North Carolina
|
-$102K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$58.5K |
| 5 |
CA
Cambridge Advisors
Omaha,
Nebraska
|
-$37.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GA
51
GoalVest Advisory
New York
| $77.8K | – | – | – |
|
|
OP
52
ORG Partners
Roanoke,
Indiana
| $71K | -$729K | -20,018 | -91% |
|
|
CH
53
Canton Hathaway
Providence,
Rhode Island
| $35K | – | – | – |
|
|
IA
54
IFP Advisors
Tampa,
Florida
| $34.6K | +$218 | +6 | +0.6% |
|
|
PTC
55
Private Trust Company
Cleveland,
Ohio
| $34.2K | – | – | – |
|
|
HI
56
Harbour Investments
Madison,
Wisconsin
| $24.6K | +$3.64K | +100 | +17% |
|
57
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $15.4K | +$7.03K | +193 | +78% |
|
58
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $14K | – | – | – |
|
|
GBT
59
Grove Bank & Trust
Miami,
Florida
| $10.5K | +$10.9K | +300 | New |
|
|
RF
60
Robinswood Financial
Kirkland,
Washington
| $10K | – | – | – |
|
61
Fidelity Investments
Boston,
Massachusetts
| $6.14K | +$6.23K | +171 | +4,275% |
|
|
UFF
62
USA Financial Formulas
Ada,
Michigan
| $1.86K | – | – | – |
|
|
TRCT
63
Tower Research Capital (TRC)
New York
| – | -$58.5K | -1,595 | Closed |
|
OUSM Hedge Fund Activity: Q3 2023 in Review
62 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2023, worth a combined $219M — up 15% from $191M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new OUSM positions and 1 closed out — a net gain of 7 holders — while 32 added to existing stakes and 11 trimmed.
The largest buyer was Wells Fargo, adding an estimated $10M. The largest seller was LPL Financial, cutting an estimated $1.47M.
- 62 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2023, up from 55 in Q2 2023.
- Funds reported $219M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2023, up 15% quarter-over-quarter.
- 8 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2023 and 1 closed out, a net change of +7 holders.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2023 was Wells Fargo, an estimated $10M added.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2023 was LPL Financial, an estimated $1.47M sold.
Based on aggregated 13F filings for Q3 2023.