ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
34 hedge funds and large institutions have $62.4M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 3 closing their positions.
75% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 8
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
24% more capital invested
Capital invested by funds: $50.4M → $62.4M (+$12M)
6% more funds holding
Funds holding: 32 → 34 (+2)
2.28% more ownership
Funds ownership: 50.45% → 52.73% (+2.3%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$1.49M |
| 2 |
Morgan Stanley
New York
|
+$611K |
| 3 |
Goldman Sachs
New York
|
+$512K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$405K |
| 5 |
LPL Financial
San Diego,
California
|
+$325K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$847K |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$255K |
| 3 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
-$138K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$89.7K |
| 5 |
WP
WealthShield Partners
Cary,
North Carolina
|
-$66.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RJFSA
26
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| $215K | +$201K | +6,894 | New |
|
27
JP Morgan Chase
New York
| $182K | – | – | – |
|
|
APA
28
American Portfolios Advisors
Holbrook,
New York
| $148K | +$3.35K | +115 | +2% |
|
29
Wells Fargo
San Francisco,
California
| $121K | +$56.7K | +1,950 | +100% |
|
|
GA
30
GoalVest Advisory
New York
| $69K | +$64.5K | +2,217 | New |
|
|
IA
31
IFP Advisors
Tampa,
Florida
| $29K | +$145 | +5 | +0.5% |
|
|
AWA
32
Arkadios Wealth Advisors
Atlanta,
Georgia
| $14K | -$5.82K | -200 | -30% |
|
|
ASN
33
Advisory Services Network
Atlanta,
Georgia
| $1K | – | – | – |
|
|
34
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$847K | -32,228 | Closed |
|
|
PFS
35
Prospera Financial Services
Dallas,
Texas
| – | -$40K | -1,509 | Closed |
|
|
AAP
36
Arax Advisory Partners
Denver,
Colorado
| – | -$9K | -345 | Closed |
|
|
AA
37
Ancora Advisors
Cleveland,
Ohio
| – | +$29 | +1 | New |
|
OUSM Hedge Fund Activity: Q4 2020 in Review
34 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2020, worth a combined $62.4M — up 24% from $50.4M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new OUSM positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 8 trimmed.
The largest buyer was Bank of America, adding an estimated $1.49M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $847K sold.
- 34 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2020, up from 32 in Q3 2020.
- Funds reported $62.4M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2020, up 24% quarter-over-quarter.
- 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2020 and 3 closed out, a net change of +2 holders.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2020 was Bank of America, an estimated $1.49M added.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2020 was Susquehanna International Group, an estimated $847K sold.
Based on aggregated 13F filings for Q4 2020.