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ALPS O'Shares US Small-Cap Quality Dividend ETF
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Overview Fund Activity

30 hedge funds and large institutions have $48.5M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
Private Advisor Group
New Jersey
$2.51M
2
UBS Group
UBS Group
Switzerland
$7.51M
3
Morgan Stanley
Morgan Stanley
New York
$18.6M
4
CA
CapWealth Advisors
Tennessee
$1.95M
5
LPL Financial
LPL Financial
California
$3.49M

Top Sellers

1
Jane Street
Jane Street
New York
$230K
2
ADBIC
A.D. Beadell Investment Counsel
Wisconsin
$0
3
BCM
Beck Capital Management
Texas
$2.43M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$518K
Name Holding Trade Value Shares
Change 		Shares
Change %
PFGIA
26
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$10K +342 New
CFA
27
Carroll Financial Associates
North Carolina
$8K – – –
GEA
28
Glen Eagle Advisors
New Jersey
$7.51K – – –
ML
29
McAdam LLC
Pennsylvania
$1K -$1.59K -78 -61%
ADBIC
30
A.D. Beadell Investment Counsel
Wisconsin
– -$1.15M -42,540 Closed
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
– -$250K -9,223 Closed
1
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