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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

69 hedge funds and large institutions have $116M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $110M → $116M (+$5.99M)

2.61% more ownership

Funds ownership: 38.96% → 41.57% (+2.6%)

0% more funds holding

Funds holding: 69 → 69 (0)

31% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 26

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
18
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.78M
2
QC
Quantedge Capital
Singapore
+$2.78M
3
COLIM
City of London Investment Management
United Kingdom
+$2.04M
4
AAM
Advisors Asset Management
Colorado
+$900K
5
RCM
Rivernorth Capital Management
Florida
+$459K

Top Sellers

1
TSS
Two Sigma Securities
New York
-$606K
2
WAM
Wolverine Asset Management
Illinois
-$381K
3
GC
Guggenheim Capital
Illinois
-$292K
4
MC
Matisse Capital
Oregon
-$274K
5
MIG
Mariner Investment Group
New York
-$219K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWA
26
Bordeaux Wealth Advisors
California
$529K – – –
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$469K -$70.4K -14,633 -13%
Osaic Holdings
28
Osaic Holdings
Arizona
$463K +$21K +4,358 +5%
ACM
29
Arlington Capital Management
Illinois
$436K -$41.3K -8,589 -9%
RJA
30
Raymond James & Associates
Florida
$290K -$17.3K -3,604 -6%
Bank of America
31
Bank of America
North Carolina
$254K -$10.5K -2,189 -4%
Invesco
32
Invesco
Georgia
$219K -$5.62K -1,168 -3%
ACM
33
Antonetti Capital Management
Florida
$177K +$173K +35,925 New
OIA
34
Optimum Investment Advisors
Illinois
$141K +$93.8K +19,500 +217%
TCA
35
Transcend Capital Advisors
New Jersey
$138K +$120K +25,000 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$120K -$9.62K -2,000 -8%
SIA
37
SkyView Investment Advisors
New Jersey
$115K +$112K +23,242 New
LPL Financial
38
LPL Financial
California
$114K -$7.56K -1,572 -6%
FNBOMD
39
First National Bank of Mount Dora
Florida
$105K – – –
AC
40
Aristides Capital
Kentucky
$101K – – –
ACP
41
Aveo Capital Partners
Colorado
$99K -$47.1K -9,800 -33%
PAG
42
Private Advisor Group
New Jersey
$98K -$17.9K -3,730 -16%
USCWA
43
U.S. Capital Wealth Advisors
Texas
$90K +$88K +18,287 New
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$84K +$351 +73 +0.4%
EBA
45
Eagle Bay Advisors
New York
$84K +$45.3K +9,412 +121%
HighTower Advisors
46
HighTower Advisors
Illinois
$73K +$673 +140 +1%
SWM
47
Spire Wealth Management
Virginia
$72K – – –
STA
48
Summit Trail Advisors
New York
$71K – – –
GIA
49
Gladstone Institutional Advisory
Florida
$65K +$115 +24 +0.2%
SP
50
Successful Portfolios
Florida
$63K – – –
1
2
3

NML Hedge Fund Activity: Q3 2021 in Review

69 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q3 2021, worth a combined $116M — up 5.4% from $110M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NML positions and 6 closed out — a net gain of 1 holder — while 18 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.78M. The largest seller was Two Sigma Securities, exiting entirely with an estimated $606K sold.

  • 69 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $116M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q3 2021, up 5.4% quarter-over-quarter.
  • 7 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q3 2021 and 6 closed out, a net change of +1 holder.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q3 2021 was Morgan Stanley, an estimated $2.78M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q3 2021 was Two Sigma Securities, an estimated $606K sold.

Based on aggregated 13F filings for Q3 2021.