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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

72 hedge funds and large institutions have $91.9M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2021 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 13 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

19% more capital invested

Capital invested by funds: $77.3M → $91.9M (+$14.6M)

9% more funds holding

Funds holding: 66 → 72 (+6)

1.84% less ownership

Funds ownership: 40.43% → 38.59% (-1.8%)

48% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 25

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
13
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$3.99M
2
COLIM
City of London Investment Management
United Kingdom
+$2.69M
3
RCM
Rivernorth Capital Management
Florida
+$811K
4
WAM
Wolverine Asset Management
Illinois
+$709K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$473K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.85M
2
LCM
Landscape Capital Management
New Jersey
-$2.67M
3
CRC
Curi RMB Capital
Illinois
-$1.38M
4
OFG
OTA Financial Group
New York
-$729K
5
QC
Quantedge Capital
Singapore
-$661K
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$531K – – –
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$504K +$473K +120,035 New
Osaic Holdings
28
Osaic Holdings
Arizona
$437K -$88.5K -22,448 -18%
ACM
29
Arlington Capital Management
Illinois
$417K +$108K +27,374 +38%
RJA
30
Raymond James & Associates
Florida
$320K -$11.6K -2,952 -4%
MIG
31
Mariner Investment Group
New York
$273K +$257K +65,096 New
Bank of America
32
Bank of America
North Carolina
$247K +$16.5K +4,190 +8%
AA
33
Advisory Alpha
Michigan
$197K +$185K +46,835 New
Invesco
34
Invesco
Georgia
$192K -$38.6K -9,790 -18%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$137K -$42.4K -10,765 -25%
ACP
36
Aveo Capital Partners
Colorado
$125K +$118K +29,830 New
LPL Financial
37
LPL Financial
California
$117K -$84.2K -21,371 -43%
Citadel Advisors
38
Citadel Advisors
Florida
$112K +$105K +26,731 New
TCA
39
Transcend Capital Advisors
New Jersey
$105K +$98.5K +25,000 New
RJFSA
40
Raymond James Financial Services Advisors
Florida
$102K +$9.99K +2,535 +12%
PAG
41
Private Advisor Group
New Jersey
$99K -$1.81K -460 -2%
FNBOMD
42
First National Bank of Mount Dora
Florida
$90K +$33.5K +8,500 +66%
AC
43
Aristides Capital
Kentucky
$86K – – –
UR
44
USCA RIA
Texas
$77K – – –
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$71K -$686 -174 -1%
STA
46
Summit Trail Advisors
New York
$61K – – –
HighTower Advisors
47
HighTower Advisors
Illinois
$61K +$1.58K +402 +3%
LCM
48
Landscape Capital Management
New Jersey
$60K -$2.67M -676,252 -98%
SWM
49
Spire Wealth Management
Virginia
$60K +$56.8K +14,400 New
GIA
50
Gladstone Institutional Advisory
Florida
$55K +$52.1K +13,205 New
1
2
3 4

NML Hedge Fund Activity: Q1 2021 in Review

72 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q1 2021, worth a combined $91.9M — up 19% from $77.3M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NML positions and 11 closed out — a net gain of 7 holders — while 13 added to existing stakes and 25 trimmed.

The largest buyer was Cornerstone Advisors, opening a new position worth an estimated $3.99M. The largest seller was Morgan Stanley, cutting an estimated $3.85M.

  • 72 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q1 2021, up from 66 in Q4 2020.
  • Funds reported $91.9M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q1 2021, up 19% quarter-over-quarter.
  • 18 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q1 2021 and 11 closed out, a net change of +7 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q1 2021 was Cornerstone Advisors, an estimated $3.99M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q1 2021 was Morgan Stanley, an estimated $3.85M sold.

Based on aggregated 13F filings for Q1 2021.