We are live on ! Find out more
NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

59 hedge funds and large institutions have $53.9M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2020 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

26% more funds holding

Funds holding: 47 → 59 (+12)

2.68% more ownership

Funds ownership: 37.3% → 39.97% (+2.7%)

7% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 14

13% less capital invested

Capital invested by funds: $62M → $53.9M (-$8.05M)

Holders
59
Holders Change
+12
Holders Change %
+25.53%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
15
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.63M
2
COLIM
City of London Investment Management
United Kingdom
+$968K
3
CRC
Curi RMB Capital
Illinois
+$787K
4
WAM
Wolverine Asset Management
Illinois
+$588K
5
Ameriprise
Ameriprise
Minnesota
+$573K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$1.16M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$565K
3
AAM
Advisors Asset Management
Colorado
-$351K
4
GC
Guggenheim Capital
Illinois
-$258K
5
Goldman Sachs
Goldman Sachs
New York
-$213K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$192K +$169 +62 +0.1%
Invesco
27
Invesco
Georgia
$135K -$49.8K -18,328 -24%
Bank of America
28
Bank of America
North Carolina
$114K -$18.8K -6,908 -13%
ACP
29
Aveo Capital Partners
Colorado
$89K +$101K +37,310 New
AC
30
Almitas Capital
California
$83K +$95.2K +35,000 New
BS
31
Boenning & Scattergood
Pennsylvania
$74K +$84.3K +31,000 New
TCA
32
Transcend Capital Advisors
New Jersey
$67K +$76.7K +28,216 New
RJFSA
33
Raymond James Financial Services Advisors
Florida
$65K -$152K -55,752 -67%
Citadel Advisors
34
Citadel Advisors
Florida
$46K +$52.9K +19,458 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$41K +$914 +336 +2%
PAG
36
Private Advisor Group
New Jersey
$41K +$28K +10,280 +144%
STA
37
Summit Trail Advisors
New York
$40K +$39.4K +14,471 New
Citigroup
38
Citigroup
New York
$36K +$8 +3 +0%
OIA
39
Optimum Investment Advisors
Illinois
$35K -$59.8K -22,000 -60%
FNBOMD
40
First National Bank of Mount Dora
Florida
$32K – – –
KAS
41
Kestra Advisory Services
Texas
$27K +$30.5K +11,219 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$27K +$31K +11,401 New
EWF
43
Epstein & White Financial
California
$26K +$460 +169 +2%
RC
44
RegentAtlantic Capital
New Jersey
$24K +$27.6K +10,150 New
TI
45
Tidal Investments
Wisconsin
$23K – – –
CI
46
CX Institutional
Indiana
$15K +$17K +6,250 New
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$12K +$13.6K +5,000 New
NFG
48
Next Financial Group
Texas
$6K +$6.93K +2,547 New
ASN
49
Advisory Services Network
Georgia
$6K +$7.07K +2,600 New
FCH
50
Freestone Capital Holdings
Washington
$4.28K +$4.9K +1,800 New
1
2
3

NML Hedge Fund Activity: Q3 2020 in Review

59 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q3 2020, worth a combined $53.9M — down 13% from $62M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NML positions and 6 closed out — a net gain of 12 holders — while 15 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.63M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $1.16M sold.

  • 59 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q3 2020, up from 47 in Q2 2020.
  • Funds reported $53.9M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q3 2020, down 13% quarter-over-quarter.
  • 18 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q3 2020 and 6 closed out, a net change of +12 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q3 2020 was Morgan Stanley, an estimated $2.63M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q3 2020 was Rivernorth Capital Management, an estimated $1.16M sold.

Based on aggregated 13F filings for Q3 2020.