NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

50 hedge funds and large institutions have $127M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 6 closing their positions.

Holders
50
Holders Change
-4
Holders Change %
-7.41%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
20
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$24.3M
2
WAM
2
Wolverine Asset Management
Illinois
$2.66M
3
KACA
3
Kayne Anderson Capital Advisors
California
$3.51M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$14.5M
5
Morgan Stanley
5
Morgan Stanley
New York
$40.5M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$8.12M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$9K
3
PAG
3
Private Advisor Group
New Jersey
$0
4
Wells Fargo
4
Wells Fargo
California
$2.66M
5
GC
5
Guggenheim Capital
Illinois
$3.52M
Name Market Value Shares Shares
Change 		Shares
Change %
OIA
26
Optimum Investment Advisors
Illinois
$319K 44,286 -5,570 -11%
ACM
27
Arlington Capital Management
Illinois
$257K 35,687 +1,823 +5%
BAM
28
Belpointe Asset Management
Nevada
$144K 20,000 – –
Citigroup
29
Citigroup
New York
$143K 19,911 -2,650 -12%
ACP
30
Aveo Capital Partners
Colorado
$133K 19,510 +6,900 +55%
HighTower Advisors
31
HighTower Advisors
Illinois
$124K 17,353 +354 +2%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$115K 16,016 -230 -1%
ACI
33
Alpha Cubed Investments
California
$99K 13,763 +302 +2%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$93K 12,853 -3,840 -23%
OC
35
Oppenheimer & Co
New York
$93K 12,889 -1,124 -8%
RC
36
RegentAtlantic Capital
New Jersey
$90K 12,500 +910 +8%
Neuberger Berman Group
37
Neuberger Berman Group
New York
$81K 11,297 +190 +2%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$79K 10,970 -330 -3%
M&T Bank
39
M&T Bank
New York
$78K 10,885 – –
CAN
40
Cetera Advisor Networks
California
$77K 10,707 +18 +0.2%
NFG
41
Next Financial Group
Texas
$53K 7,347 – –
CI
42
CX Institutional
Indiana
$36K 5,000 +5,000 New
SIA
43
Sit Investment Associates
Minnesota
$29K 4,000 +2,000 +100%
TSW
44
Thompson Siegel & Walmsley
Virginia
$13K 1,840 – –
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$9K 1,296 -115,668 -99%
SPIA
46
Steward Partners Investment Advisory
New York
$7K 1,025 -969 -49%
EAM
47
Eukles Asset Management
Ohio
$3K 416 – –
ASN
48
Advisory Services Network
Georgia
$2K 282 – –
PAG
49
Private Advisor Group
New Jersey
– – -90,242 Closed
AWM
50
AE Wealth Management
Kansas
– – -13,567 Closed
1
2
3