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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

57 hedge funds and large institutions have $107M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

10% more funds holding

Funds holding: 52 → 57 (+5)

1.77% more ownership

Funds ownership: 26.49% → 28.26% (+1.8%)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

23% less capital invested

Capital invested by funds: $139M → $107M (-$32.4M)

Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
15
Reduced
15
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$4.32M
2
JP Morgan Chase
JP Morgan Chase
New York
+$2.5M
3
MS
Maven Securities
Jersey
+$2.5M
4
HI
HBK Investments
Texas
+$2.12M
5
WAM
Wolverine Asset Management
Illinois
+$1.66M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$3.27M
2
AA
Advisory Alpha
Michigan
-$1.96M
3
Invesco
Invesco
Georgia
-$1.29M
4
Bank of America
Bank of America
North Carolina
-$1.03M
5
GC
Guggenheim Capital
Illinois
-$993K
Name Holding Trade Value Shares
Change 		Change in
Stake
MWM
26
Merriman Wealth Management
Washington
$283K +$306K +39,916 New
AG
27
Advisor Group
Arizona
$256K +$90.9K +11,866 +45%
PAG
28
Private Advisor Group
New Jersey
$230K -$63.4K -8,272 -19%
OIA
29
Optimum Investment Advisors
Illinois
$219K -$85.6K -11,173 -25%
KACA
30
Kayne Anderson Capital Advisors
California
$201K +$230K +30,000 New
LCM
31
Landscape Capital Management
New Jersey
$170K +$195K +25,406 New
OC
32
Oppenheimer & Co
New York
$162K +$5.59K +730 +3%
Citigroup
33
Citigroup
New York
$149K -$48.1K -6,272 -22%
BAM
34
Belpointe Asset Management
Nevada
$134K +$153K +20,000 New
SCA
35
STALEY CAPITAL ADVISERS
Pennsylvania
$129K -$30.7K -4,000 -17%
HighTower Advisors
36
HighTower Advisors
Illinois
$111K +$21.3K +2,776 +20%
CAN
37
Cetera Advisor Networks
California
$108K +$10.1K +1,317 +9%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$107K +$7.85K +1,024 +7%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$88K -$129K -16,874 -56%
DADC
40
D.A. Davidson & Co
Montana
$88K -$6.13K -800 -6%
RC
41
RegentAtlantic Capital
New Jersey
$78K +$10.9K +1,420 +14%
M&T Bank
42
M&T Bank
New York
$73K – – –
GCP
43
Gill Capital Partners
Colorado
$68K +$76.6K +10,000 New
MNBTD
44
Moody National Bank Trust Division
Texas
$66K – – –
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$58K -$6.13K -800 -8%
TSW
46
Thompson Siegel & Walmsley
Virginia
$32K – – –
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$20K – – –
NFG
48
Next Financial Group
Texas
$17K +$19.5K +2,547 New
IA
49
IFP Advisors
Florida
$15K – – –
BWP
50
Baldwin Wealth Partners
Massachusetts
$14K – – –
1
2
3

NML Hedge Fund Activity: Q4 2018 in Review

57 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2018, worth a combined $107M — down 23% from $139M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new NML positions and 11 closed out — a net gain of 5 holders — while 15 added to existing stakes and 15 trimmed.

The largest buyer was City of London Investment Management, adding an estimated $4.32M. The largest seller was UBS Group, cutting an estimated $3.27M.

  • 57 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2018, up from 52 in Q3 2018.
  • Funds reported $107M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2018, down 23% quarter-over-quarter.
  • 16 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2018 and 11 closed out, a net change of +5 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2018 was City of London Investment Management, an estimated $4.32M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2018 was UBS Group, an estimated $3.27M sold.

Based on aggregated 13F filings for Q4 2018.