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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

48 hedge funds and large institutions have $121M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

0.63% more ownership

Funds ownership: 25.36% → 25.99% (+0.63%)

2% less funds holding

Funds holding: 49 → 48 (-1)

10% less capital invested

Capital invested by funds: $135M → $121M (-$13.7M)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
COLIM
City of London Investment Management
United Kingdom
+$2.8M
2
Goldman Sachs
Goldman Sachs
New York
+$1.81M
3
UBS Group
UBS Group
Switzerland
+$1.64M
4
BTS
BB&T Securities
Virginia
+$823K
5
GC
Guggenheim Capital
Illinois
+$635K

Top Sellers

Rank Fund Capital Flow
1
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.8M
2
Wells Fargo
Wells Fargo
California
-$1.17M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$643K
4
PAIM
Punch & Associates Investment Management
Minnesota
-$508K
5
ACM
AlphaStar Capital Management
North Carolina
-$400K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
26
STALEY CAPITAL ADVISERS
Pennsylvania
$139K – – –
HBWM
27
Hollow Brook Wealth Management
New York
$137K -$108K -11,833 -41%
OC
28
Oppenheimer & Co
New York
$134K -$184K -20,093 -55%
M&T Bank
29
M&T Bank
New York
$120K +$35.4K +3,868 +36%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$116K +$131K +14,253 New
DADC
31
D.A. Davidson & Co
Montana
$114K -$9.16K -1,000 -7%
HighTower Advisors
32
HighTower Advisors
Illinois
$106K +$2.18K +238 +2%
MNBTD
33
Moody National Bank Trust Division
Texas
$82K – – –
BAM
34
Belpointe Asset Management
Nevada
$82K +$91.6K +10,000 New
V
35
Veritable
Delaware
$82K +$91.6K +10,000 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$64K +$1.96K +214 +3%
EA
37
Edge Advisors
Georgia
$57K – – –
IA
38
IFP Advisors
Florida
$55K – – –
TSW
39
Thompson Siegel & Walmsley
Virginia
$39K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$20K +$22.9K +2,500 New
BWP
41
Baldwin Wealth Partners
Massachusetts
$18K +$19.8K +2,160 New
DAM
42
Delta Asset Management
Tennessee
$11K – – –
AIM
43
Anchor Investment Management
South Carolina
$8.63K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$8K -$1.16K -126 -11%
SIS
45
Sound Income Strategies
Florida
$7K – – –
OC
46
Oakworth Capital
Alabama
$6K – – –
SWP
47
Stratos Wealth Partners
Ohio
$5K – – –
FRA
48
Front Row Advisors
California
$4K -$202 -22 -5%
1832 Asset Management
49
1832 Asset Management
Ontario, Canada
– -$2.8M -300,000 Closed
ACM
50
AlphaStar Capital Management
North Carolina
– -$400K -42,650 Closed
1
2
3

NML Hedge Fund Activity: Q1 2018 in Review

48 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q1 2018, worth a combined $121M — down 10% from $135M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NML and 7 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 17 added.

The largest buyer was City of London Investment Management, adding an estimated $2.8M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $2.8M sold.

  • 48 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q1 2018, down from 49 in Q4 2017.
  • Funds reported $121M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q1 2018, down 10% quarter-over-quarter.
  • 7 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q1 2018 and 8 closed out, a net change of -1 holder.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q1 2018 was City of London Investment Management, an estimated $2.8M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q1 2018 was 1832 Asset Management, an estimated $2.8M sold.

Based on aggregated 13F filings for Q1 2018.