NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

48 hedge funds and large institutions have $79M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
48
Holders Change
+7
Holders Change %
+17.07%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.77M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$4.64M
3
Cohen & Steers
3
Cohen & Steers
New York
$1.97M
4
Stifel Financial
4
Stifel Financial
Missouri
$1.86M
5
RJA
5
Raymond James & Associates
Florida
$1.22M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$4.71M
2
Invesco
2
Invesco
Georgia
$1.1M
3
Wells Fargo
3
Wells Fargo
California
$6.36M
4
IHL
4
Investment House LLC
California
$325K
5
OC
5
Oppenheimer & Co
New York
$429K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$241K 25,918 +5,817 +29%
AG
27
Advisor Group
Arizona
$236K 25,372 +119 +0.5%
VKH
28
Virtu KCG Holdings
New York
$233K 25,064 +25,064 New
DADC
29
D.A. Davidson & Co
Montana
$164K 17,700 – –
IA
30
IFP Advisors
Florida
$161K 17,372 -1,010 -5%
HighTower Advisors
31
HighTower Advisors
Illinois
$129K 13,712 -4,605 -25%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$104K 11,200 -3,686 -25%
MNBTD
33
Moody National Bank Trust Division
Texas
$93K 10,000 – –
PAG
34
Private Advisor Group
New Jersey
$92K 10,103 -21,630 -68%
DAM
35
Delta Asset Management
Tennessee
$64K 6,950 -1,800 -21%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$53K 5,745 +2,758 +92%
EWM
37
Evercore Wealth Management
New York
$51K 5,460 +5,460 New
Creative Planning
38
Creative Planning
Kansas
$46K 5,000 – –
S
39
SignatureFD
Georgia
$46K 5,000 – –
JFA
40
JNBA Financial Advisors
Minnesota
$46K 5,000 +5,000 New
MFS
41
MSI Financial Services
Massachusetts
$43K 4,615 -4,183 -48%
CHP
42
Cable Hill Partners
Oregon
$33K 3,646 +3,646 New
NSIM
43
North Star Investment Management
Illinois
$32K 3,500 – –
DPA
44
Delphi Private Advisors
California
$16K 1,750 – –
AIM
45
Anchor Investment Management
South Carolina
$9.82K 1,058 – –
OC
46
Oakworth Capital
Alabama
$6K 696 +696 New
TWA
47
TCI Wealth Advisors
Arizona
$4K 379 +8 +2%
TRCT
48
Tower Research Capital (TRC)
New York
$3K 285 +244 +595%
Deutsche Bank
49
Deutsche Bank
Germany
– – -1,200 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
– – -1,000 Closed
1
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