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New Mountain Finance
NMFC

148 hedge funds and large institutions have $361M invested in New Mountain Finance in 2022 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 47 increasing their positions, 43 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more call options, than puts

Call options by funds: $746K | Put options by funds: $261K

9% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 43

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.46% less ownership

Funds ownership: 31.53% → 31.07% (-0.46%)

4% less capital invested

Capital invested by funds: $378M → $361M (-$16.7M)

7% less funds holding

Funds holding: 159 → 148 (-11)

36% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 25

Holders
148
Holders Change
-11
Holders Change %
-6.92%
% of All Funds
2.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
16
Increased
47
Reduced
43
Closed
25
Calls
$746K
Puts
$261K
Net Calls
+$485K
Net Calls Change
+$108K

Top Buyers

Rank Fund Capital Flow
1
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$2.36M
2
RTS
Round Table Services
New Jersey
+$2.18M
3
HighTower Advisors
HighTower Advisors
Illinois
+$2.01M
4
BlackRock
BlackRock
New York
+$1.74M
5
LSV Asset Management
LSV Asset Management
Illinois
+$1.28M

Top Sellers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.98M
2
Two Sigma Investments
Two Sigma Investments
New York
-$1.98M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
-$1.89M
4
AIIMS
Analyst IMS Investment Management Services
Israel
-$1.32M
5
Millennium Management
Millennium Management
New York
-$1.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGS
126
Concourse Financial Group Securities
Alabama
$16K +$11.5K +900 +180%
HNB
127
Huntington National Bank
Ohio
$13K – – –
FHA
128
First Horizon Advisors
Tennessee
$12K – – –
BFEC
129
Benjamin F. Edwards & Company
Missouri
$12K +$12.8K +1,002 +1,336%
SIS
130
Sound Income Strategies
Florida
$9K – – –
IHWM
131
Iron Horse Wealth Management
Iowa
$8K – – –
HGERS
132
Householder Group Estate & Retirement Specialist
Arizona
$8K +$9.36K +733 New
TRCT
133
Tower Research Capital (TRC)
New York
$6K -$37.4K -2,933 -86%
MCC
134
Money Concepts Capital
Florida
$6K – – –
SPIA
135
Steward Partners Investment Advisory
New York
$5K – – –
BNP Paribas Financial Markets
136
BNP Paribas Financial Markets
France
$3.46K -$38.3K -3,000 -91%
AF
137
Advisornet Financial
Minnesota
$3K – – –
LWANC
138
Laurel Wealth Advisors (North Carolina)
North Carolina
$3K – – –
PA
139
Parallel Advisors
California
$3K – – –
HCP
140
Hexagon Capital Partners
Arkansas
$2K – – –
ZIG
141
Zullo Investment Group
Pennsylvania
$2K – – –
WFA
142
West Financial Advisors
Iowa
$1K +$26 +2 +2%
SSB
143
Sandy Spring Bank
Maryland
$1K +$38 +3 +2%
MPWT
144
MassMutual Private Wealth & Trust
Connecticut
$1K +$1.51K +118 New
Assenagon Asset Management
145
Assenagon Asset Management
Luxembourg
– -$1.89M -158,613 Closed
AIIMS
146
Analyst IMS Investment Management Services
Israel
– -$1.32M -111,225 Closed
Mackenzie Financial
147
Mackenzie Financial
Ontario, Canada
– -$713K -59,896 Closed
Qube Research & Technologies (QRT)
148
Qube Research & Technologies (QRT)
United Kingdom
– -$592K -49,705 Closed
ECG
149
Edge Capital Group
Georgia
– -$357K -30,000 Closed
PAG
150
Private Advisor Group
New Jersey
– -$341K -28,586 Closed
3 4 5
6
7

NMFC Hedge Fund Activity: Q3 2022 in Review

148 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2022, worth a combined $361M — down 4.4% from $378M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of NMFC and 16 opened new positions — a net loss of 9 holders — while 43 trimmed existing stakes and 47 added.

The largest buyer was CAPTRUST Financial Advisors, opening a new position worth an estimated $2.36M. The largest seller was Two Sigma Advisers, cutting an estimated $1.98M.

  • 148 institutional investors held New Mountain Finance (NMFC) as of Q3 2022, down from 159 in Q2 2022.
  • Funds reported $361M of New Mountain Finance stock for Q3 2022, down 4.4% quarter-over-quarter.
  • 16 funds opened new New Mountain Finance positions in Q3 2022 and 25 closed out, a net change of -9 holders.
  • The largest New Mountain Finance buyer in Q3 2022 was CAPTRUST Financial Advisors, an estimated $2.36M added.
  • The largest New Mountain Finance seller in Q3 2022 was Two Sigma Advisers, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2022.