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New Mountain Finance
NMFC

Overview Fund Activity

94 hedge funds and large institutions have $429M invested in New Mountain Finance in 2015 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-1
Holders Change %
-1.05%
% of All Funds
2.54%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
13
Increased
38
Reduced
28
Closed
11
Calls
$2.3M
Puts
$20K
Net Calls
+$2.28M
Net Calls Change
+$1.92M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$85.3M
2
Aviva
2
Aviva
United Kingdom
$22.1M
3
MC
3
Muzinich & Co
New York
$14.3M
4
WJA
4
Williams Jones & Associates
New York
$5.97M
5
SBK
5
Steven B. Klinsky
$49.6M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$27.1M
2
LCP
2
Lombardia Capital Partners
California
$18.2M
3
AAM
3
Advisors Asset Management
Colorado
$21.6M
4
UBS Group
4
UBS Group
Switzerland
$16.2M
5
Northern Trust
5
Northern Trust
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
51
Relative Value Partners Group
$481K +$481K +33,181 New
ICAS
52
Investors Capital Advisory Services
Massachusetts
$437K +$14.7K +1,019 +3%
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$430K -$520K -35,831 -55%
Victory Capital Management
54
Victory Capital Management
Texas
$391K +$391K +26,708 New
Cambridge Investment Research Advisors
55
Cambridge Investment Research Advisors
Iowa
$359K +$15.8K +1,090 +5%
Bank of America
56
Bank of America
North Carolina
$280K +$159K +10,962 +131%
NL
57
NWAM LLC
Washington
$264K -$19.1K -1,300 -7%
SB
58
Suntrust Banks
Georgia
$252K +$5.55K +383 +2%
Commonwealth Equity Services
59
Commonwealth Equity Services
Massachusetts
$248K +$2.76K +190 +1%
Royal Bank of Canada
60
Royal Bank of Canada
Ontario, Canada
$244K -$11.4K -790 -4%
OC
61
Oppenheimer & Co
New York
$242K -$86.7K -5,974 -26%
PP
62
PDT Partners
New York
$236K +$236K +16,304 New
HI
63
Horizon Investments
North Carolina
$213K +$61.8K +4,272 +41%
TRCT
64
Tower Research Capital (TRC)
New York
$213K +$169K +11,615 +382%
FFS
65
Founders Financial Securities
Maryland
$211K +$60.8K +4,198 +40%
EB
66
Eastern Bank
Massachusetts
$200K – – –
KCM
67
Kempner Capital Management
Texas
$180K – – –
DC
68
Deere & Company
Illinois
$178K – – –
LPL Financial
69
LPL Financial
California
$176K +$2.11K +146 +1%
LTFS
70
Ladenburg Thalmann Financial Services
Florida
$164K +$3.12K +215 +2%
Baird Financial Group
71
Baird Financial Group
Wisconsin
$160K +$160K +11,054 New
WRM
72
Westport Resources Management
Connecticut
$157K +$39.9K +2,755 +34%
AW
73
ACG Wealth
Georgia
$145K – – –
GWM
74
Gupta Wealth Management
California
$99K – – –
CPIG
75
Chicago Partners Investment Group
Illinois
$77K +$2.39K +164 +3%
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3
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