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New Mountain Finance
NMFC

148 hedge funds and large institutions have $361M invested in New Mountain Finance in 2022 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 47 increasing their positions, 43 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more call options, than puts

Call options by funds: $746K | Put options by funds: $261K

9% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 43

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0.46% less ownership

Funds ownership: 31.53% → 31.07% (-0.46%)

4% less capital invested

Capital invested by funds: $378M → $361M (-$16.7M)

7% less funds holding

Funds holding: 159 → 148 (-11)

36% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 25

Holders
148
Holders Change
-11
Holders Change %
-6.92%
% of All Funds
2.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
16
Increased
47
Reduced
43
Closed
25
Calls
$746K
Puts
$261K
Net Calls
+$485K
Net Calls Change
+$108K

Top Buyers

Rank Fund Capital Flow
1
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$2.36M
2
RTS
Round Table Services
New Jersey
+$2.18M
3
HighTower Advisors
HighTower Advisors
Illinois
+$2.01M
4
BlackRock
BlackRock
New York
+$1.74M
5
LSV Asset Management
LSV Asset Management
Illinois
+$1.28M

Top Sellers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.98M
2
Two Sigma Investments
Two Sigma Investments
New York
-$1.98M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
-$1.89M
4
AIIMS
Analyst IMS Investment Management Services
Israel
-$1.32M
5
Millennium Management
Millennium Management
New York
-$1.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$3.71M -$1.98M -155,074 -33%
HWAM
27
Hennion & Walsh Asset Management
New Jersey
$3.56M +$96.5K +7,563 +3%
AM
28
Ares Management
California
$3.29M – – –
Ameriprise
29
Ameriprise
Minnesota
$2.18M +$53K +4,153 +2%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$2.15M +$166K +12,984 +7%
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$2.13M +$2.36M +184,743 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$1.88M +$138K +10,847 +7%
MCM
33
McKinley Capital Management
Alaska
$1.85M -$62.1K -4,868 -3%
CCM
34
Condor Capital Management
New Jersey
$1.73M +$174K +13,655 +10%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$1.58M +$59.2K +4,638 +3%
WS
36
Wedbush Securities
California
$1.5M +$120K +9,410 +8%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$1.4M -$1.15M -90,257 -43%
AIMCA
38
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.4M – – –
BI
39
Bramshill Investments
Florida
$1.4M +$51.4K +4,031 +3%
Canada Life
40
Canada Life
Manitoba, Canada
$1.39M +$301K +23,575 +24%
NCM
41
NCM Capital Management
New Jersey
$1.26M -$6.99K -548 -0.5%
LPL Financial
42
LPL Financial
California
$1.25M +$161K +12,639 +13%
Millennium Management
43
Millennium Management
New York
$1.2M -$1.29M -101,443 -49%
EIP
44
Epoch Investment Partners
New York
$1.14M – – –
Macquarie Group
45
Macquarie Group
Australia
$1.1M – – –
SPC
46
Sigma Planning Corp
Michigan
$1.08M -$9.89K -775 -0.8%
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
$1.02M +$70.4K +5,513 +7%
Acadian Asset Management
48
Acadian Asset Management
Massachusetts
$1M +$742K +58,113 +197%
TP
49
Tranquility Partners
Tennessee
$954K +$113K +8,882 +12%
GIM
50
Guild Investment Management
California
$933K +$52.6K +4,120 +5%
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NMFC Hedge Fund Activity: Q3 2022 in Review

148 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2022, worth a combined $361M — down 4.4% from $378M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of NMFC and 16 opened new positions — a net loss of 9 holders — while 43 trimmed existing stakes and 47 added.

The largest buyer was CAPTRUST Financial Advisors, opening a new position worth an estimated $2.36M. The largest seller was Two Sigma Advisers, cutting an estimated $1.98M.

  • 148 institutional investors held New Mountain Finance (NMFC) as of Q3 2022, down from 159 in Q2 2022.
  • Funds reported $361M of New Mountain Finance stock for Q3 2022, down 4.4% quarter-over-quarter.
  • 16 funds opened new New Mountain Finance positions in Q3 2022 and 25 closed out, a net change of -9 holders.
  • The largest New Mountain Finance buyer in Q3 2022 was CAPTRUST Financial Advisors, an estimated $2.36M added.
  • The largest New Mountain Finance seller in Q3 2022 was Two Sigma Advisers, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2022.