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New Mountain Finance
NMFC

124 hedge funds and large institutions have $403M invested in New Mountain Finance in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 45 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

344% more call options, than puts

Call options by funds: $764K | Put options by funds: $172K

29% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 35

0.84% less ownership

Funds ownership: 32.08% → 31.24% (-0.84%)

2% less capital invested

Capital invested by funds: $409M → $403M (-$6.19M)

5% less funds holding

Funds holding: 131 → 124 (-7)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

29% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 21

Holders
124
Holders Change
-7
Holders Change %
-5.34%
% of All Funds
2.17%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
45
Reduced
35
Closed
21
Calls
$764K
Puts
$172K
Net Calls
+$592K
Net Calls Change
+$128K

Top Buyers

Rank Fund Capital Flow
1
AM
Ares Management
California
+$3.48M
2
Two Sigma Investments
Two Sigma Investments
New York
+$2.54M
3
HighTower Advisors
HighTower Advisors
Illinois
+$1.73M
4
VFA
Valeo Financial Advisors
Indiana
+$980K
5
RTS
Round Table Services
New Jersey
+$810K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$7.96M
2
POIA
Pin Oak Investment Advisors
Texas
-$3.19M
3
DCM
Dimension Capital Management
Florida
-$2.16M
4
JP Morgan Chase
JP Morgan Chase
New York
-$1.47M
5
VanEck Associates
VanEck Associates
New York
-$1.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
26
Bank of America
North Carolina
$3.79M +$439K +32,813 +13%
HWAM
27
Hennion & Walsh Asset Management
New Jersey
$3.34M +$624K +46,665 +23%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$2.79M +$131K +9,787 +5%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$2.43M +$174K +13,046 +8%
MCM
30
McKinley Capital Management
Alaska
$2.23M +$151K +11,282 +7%
AWM
31
Altium Wealth Management
New York
$1.89M +$35.6K +2,663 +2%
BI
32
Bramshill Investments
Florida
$1.86M +$118K +8,840 +7%
AIMCA
33
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.62M – – –
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$1.61M +$93.9K +7,022 +6%
Ameriprise
35
Ameriprise
Minnesota
$1.55M +$210K +15,735 +16%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$1.5M – – –
AIIMS
37
Analyst IMS Investment Management Services
Israel
$1.45M – – –
WS
38
Wedbush Securities
California
$1.43M +$47.9K +3,581 +3%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$1.43M +$46.8K +3,497 +3%
SPC
40
Sigma Planning Corp
Michigan
$1.4M -$53.2K -3,981 -4%
LPL Financial
41
LPL Financial
California
$1.38M -$118K -8,835 -8%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$1.27M +$173K +12,955 +16%
Macquarie Group
43
Macquarie Group
Australia
$1.27M – – –
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$1.25M +$10.7K +803 +0.9%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$1.14M +$238K +17,773 +26%
CCM
46
Condor Capital Management
New Jersey
$1.13M +$111K +8,336 +11%
GIM
47
Guild Investment Management
California
$1.07M +$3.08K +230 +0.3%
AR
48
Advisory Research
Illinois
$1.07M -$58.4K -4,367 -5%
GC
49
Guggenheim Capital
Illinois
$1.01M -$952K -71,205 -49%
VFA
50
Valeo Financial Advisors
Indiana
$975K +$980K +73,250 New
1
2
3 4 5

NMFC Hedge Fund Activity: Q3 2021 in Review

124 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2021, worth a combined $403M — down 1.5% from $409M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NMFC and 15 opened new positions — a net loss of 6 holders — while 35 trimmed existing stakes and 45 added.

The largest buyer was Ares Management, adding an estimated $3.48M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $7.96M sold.

  • 124 institutional investors held New Mountain Finance (NMFC) as of Q3 2021, down from 131 in Q2 2021.
  • Funds reported $403M of New Mountain Finance stock for Q3 2021, down 1.5% quarter-over-quarter.
  • 15 funds opened new New Mountain Finance positions in Q3 2021 and 21 closed out, a net change of -6 holders.
  • The largest New Mountain Finance buyer in Q3 2021 was Ares Management, an estimated $3.48M added.
  • The largest New Mountain Finance seller in Q3 2021 was Arrowstreet Capital, an estimated $7.96M sold.

Based on aggregated 13F filings for Q3 2021.