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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.98M +$291K +21,912 +5%
SCM
2
Saba Capital Management
New York
$2.51M -$26.1K -1,966 -1%
AAM
3
Advisors Asset Management
Colorado
$1.98M -$63.6K -4,790 -3%
SIA
4
Sit Investment Associates
Minnesota
$1.71M +$1M +75,389 +150%
Wells Fargo
5
Wells Fargo
California
$1.62M -$30K -2,263 -2%
FFA
6
First Foundation Advisors
California
$1.16M -$131K -9,846 -10%
Invesco
7
Invesco
Georgia
$991K -$213K -16,074 -18%
Morgan Stanley
8
Morgan Stanley
New York
$609K +$52.3K +3,936 +10%
WAM
9
Wolverine Asset Management
Illinois
$378K -$279K -21,036 -43%
UBS Group
10
UBS Group
Switzerland
$321K -$81.1K -6,110 -21%
LCM
11
Landscape Capital Management
New Jersey
$319K -$153K -11,563 -33%
MIG
12
Mariner Investment Group
New York
$190K -$230K -17,323 -55%
PAG
13
Private Advisor Group
New Jersey
$167K +$163K +12,275 New
MWM
14
Merriman Wealth Management
Washington
$162K +$160K +12,017 New
IC
15
Intersect Capital
California
$150K +$146K +11,000 New
PWM
16
Perigon Wealth Management
California
$136K +$133K +10,000 New
Bank of America
17
Bank of America
North Carolina
$41K -$7.42K -559 -15%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16K
Deutsche Bank
19
Deutsche Bank
Germany
$1K +$1.13K +85 New
AC
20
Almitas Capital
California
-$243K -18,649 Closed
RJA
21
Raymond James & Associates
Florida
-$173K -13,248 Closed
LPL Financial
22
LPL Financial
California
-$170K -13,013 Closed