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NBW
Neuberger Berman California Municipal Fund Inc.
Delisted
NBW was delisted on the 20th of October, 2023.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Invesco
Atlanta,
Georgia
| $2.45M | -$194K | -13,255 | -7% |
|
| 2 |
U
2
UBS
Zurich,
Switzerland
| $2.22M | +$778K | +53,177 | +55% |
|
| 3 |
3
Morgan Stanley
New York
| $466K | +$102K | +6,962 | +29% |
|
| 4 |
GC
4
Guggenheim Capital
Chicago,
Illinois
| $384K | -$37.1K | -2,537 | -9% |
|
| 5 |
5
Wells Fargo
San Francisco,
California
| $289K | +$37.2K | +2,542 | +15% |
|
| 6 |
6
LPL Financial
San Diego,
California
| $249K | – | – | – |
|
| 7 |
ICOA
7
Investment Centers of America
Bismarck,
North Dakota
| $215K | – | – | – |
|
| 8 |
8
Bank of America
Charlotte,
North Carolina
| $126K | – | – | – |
|
| 9 |
JMPWA
9
JP Morgan Private Wealth Advisors
San Francisco,
California
| – | -$222K | -15,985 | Closed |
|
| 10 |
VKH
10
Virtu KCG Holdings
New York
| – | -$175K | -12,626 | Closed |
|
| 11 |
11
Citigroup
New York
| – | -$1K | -75 | Closed |
|
| 12 |
TRCT
12
Tower Research Capital (TRC)
New York
| – | -$658 | -45 | -90% |
|