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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.87M +$260K +19,866 +9%
AAM
2
Advisors Asset Management
Colorado
$1.99M -$177K -13,513 -8%
Wells Fargo
3
Wells Fargo
California
$1.43M -$109K -8,309 -7%
MC
4
Matisse Capital
Oregon
$1.01M -$27.5K -2,100 -2%
GC
5
Guggenheim Capital
Illinois
$991K +$666K +50,949 +169%
KIM
6
Karpus Investment Management
New York
$948K
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$833K -$4.16K -318 -0.5%
BI
8
Bulldog Investors
New Jersey
$833K +$892K +68,191 New
UBS Group
9
UBS Group
Switzerland
$782K +$165K +12,584 +24%
VCM
10
Vivaldi Capital Management
Illinois
$610K -$430K -32,853 -38%
EW
11
Evoke Wealth
California
$543K
SCM
12
Saba Capital Management
New York
$451K
Morgan Stanley
13
Morgan Stanley
New York
$405K -$14K -1,070 -3%
FFA
14
First Foundation Advisors
California
$261K -$59.2K -4,522 -17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$182K +$39.2K +3,000 +25%
LSC
16
Logan Stone Capital
Illinois
$177K +$189K +14,459 New
PAG
17
Private Advisor Group
New Jersey
$150K
WS
18
Wedbush Securities
California
$129K
VanEck Associates
19
VanEck Associates
New York
$37K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$15K
TIM
21
Tortoise Investment Management
New York
$5K
ACA
22
Ackerman Capital Advisors
Texas
-$360K -25,710 Closed
TJHA
23
Thomas J. Herzfeld Advisors
Florida
-$351K -25,049 Closed
WAM
24
Wolverine Asset Management
Illinois
-$155K -11,086 Closed
BWA
25
Blodgett Wealth Advisors
California
-$154K -11,000 Closed