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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.45M +$1.6M +126,294 +43%
SCM
2
Saba Capital Management
New York
$2.43M +$299K +23,554 +14%
AAM
3
Advisors Asset Management
Colorado
$1.96M -$59K -4,654 -3%
Wells Fargo
4
Wells Fargo
California
$1.58M -$42.1K -3,323 -3%
FFA
5
First Foundation Advisors
California
$1.24M +$287K +22,661 +31%
Invesco
6
Invesco
Georgia
$1.16M -$83.4K -6,577 -7%
SIA
7
Sit Investment Associates
Minnesota
$656K +$638K +50,316 New
WAM
8
Wolverine Asset Management
Illinois
$636K -$55.6K -4,385 -8%
Morgan Stanley
9
Morgan Stanley
New York
$532K -$19.8K -1,558 -4%
LCM
10
Landscape Capital Management
New Jersey
$457K -$111K -8,763 -20%
MIG
11
Mariner Investment Group
New York
$408K
UBS Group
12
UBS Group
Switzerland
$387K -$51.4K -4,053 -12%
AC
13
Almitas Capital
California
$243K -$6.79K -535 -3%
RJA
14
Raymond James & Associates
Florida
$173K
LPL Financial
15
LPL Financial
California
$170K -$634 -50 -0.4%
IC
16
Intersect Capital
California
$143K
Bank of America
17
Bank of America
North Carolina
$47K -$49.3K -3,884 -52%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16K -$25.7K -2,024 -63%
MC
19
Matisse Capital
Oregon
-$751K -61,952 Closed
CRC
20
Curi RMB Capital
Illinois
-$355K -29,314 Closed