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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$4.59M -$1.56M -112,093 -25%
SIA
2
Sit Investment Associates
Minnesota
$2.69M +$926K +66,668 +53%
AAM
3
Advisors Asset Management
Colorado
$2.07M +$37.3K +2,687 +2%
FFA
4
First Foundation Advisors
California
$1.73M +$529K +38,105 +45%
SCM
5
Saba Capital Management
New York
$1.59M -$986K -70,958 -38%
Wells Fargo
6
Wells Fargo
California
$1.59M -$76.9K -5,536 -5%
Invesco
7
Invesco
Georgia
$1.06M +$35.8K +2,581 +4%
Morgan Stanley
8
Morgan Stanley
New York
$841K +$213K +15,334 +34%
EW
9
Evoke Wealth
California
$351K +$347K +24,977 New
UBS Group
10
UBS Group
Switzerland
$295K -$35.2K -2,536 -11%
PAG
11
Private Advisor Group
New Jersey
$172K
WS
12
Wedbush Securities
California
$169K +$168K +12,100 New
IC
13
Intersect Capital
California
$154K
MWM
14
Merriman Wealth Management
Washington
$150K -$17.7K -1,274 -11%
DI
15
Diligent Investors
California
$140K +$139K +10,002 New
PWM
16
Perigon Wealth Management
California
$139K
Bank of America
17
Bank of America
North Carolina
$43K -$14 -1 -0%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17K
WAM
19
Wolverine Asset Management
Illinois
-$378K -27,847 Closed
LCM
20
Landscape Capital Management
New Jersey
-$319K -23,484 Closed
MIG
21
Mariner Investment Group
New York
-$190K -13,979 Closed
Deutsche Bank
22
Deutsche Bank
Germany
-$1K -85 Closed