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NBW

Neuberger Berman California Municipal Fund Inc.

Delisted

NBW was delisted on the 20th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.13M +$128K +9,499 +6%
FFA
2
First Foundation Advisors
California
$1.96M -$150K -11,122 -7%
Wells Fargo
3
Wells Fargo
California
$1.77M -$62.1K -4,604 -3%
VCM
4
Vivaldi Capital Management
Illinois
$1.33M +$5.44K +403 +0.4%
KAS
5
Kestra Advisory Services
Texas
$1.22M -$742K -55,002 -38%
RCM
6
Rivernorth Capital Management
Florida
$1.2M +$1.19M +88,423 New
MC
7
Matisse Capital
Oregon
$879K +$108K +8,000 +14%
KIM
8
Karpus Investment Management
New York
$774K +$208K +15,399 +37%
UBS Group
9
UBS Group
Switzerland
$774K +$286K +21,163 +59%
SCM
10
Saba Capital Management
New York
$744K
EW
11
Evoke Wealth
California
$562K
ACA
12
Ackerman Capital Advisors
Texas
$532K +$99.4K +7,370 +23%
WAM
13
Wolverine Asset Management
Illinois
$511K +$5.87K +435 +1%
Invesco
14
Invesco
Georgia
$505K -$37.2K -2,760 -7%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$250K +$250K +18,531 New
Morgan Stanley
16
Morgan Stanley
New York
$224K -$164K -12,129 -42%
PAG
17
Private Advisor Group
New Jersey
$166K
IC
18
Intersect Capital
California
$149K
SFS
19
Sowell Financial Services
Arkansas
$86K +$81.3K +6,028 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$16K
TIM
21
Tortoise Investment Management
New York
$5K +$4.99K +370 New
CRC
22
Curi RMB Capital
Illinois
-$441K -32,411 Closed
Bank of America
23
Bank of America
North Carolina
-$12K -918 Closed