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NBW
Neuberger Berman California Municipal Fund Inc.
Delisted
NBW was delisted on the 20th of October, 2023.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Invesco
Atlanta,
Georgia
| $3.55M | +$165K | +10,407 | +5% |
|
| 2 |
2
UBS Group
Zurich,
Switzerland
| $1.61M | -$159K | -10,032 | -9% |
|
| 3 |
3
Morgan Stanley
New York
| $844K | -$1.28M | -80,672 | -60% |
|
| 4 |
IC
4
Intersect Capital
San Ramon,
California
| $630K | – | – | – |
|
| 5 |
5
Wells Fargo
San Francisco,
California
| $336K | +$10.3K | +647 | +3% |
|
| 6 |
GC
6
Guggenheim Capital
Chicago,
Illinois
| $308K | -$48.9K | -3,081 | -14% |
|
| 7 |
ICOA
7
Investment Centers of America
Bismarck,
North Dakota
| $228K | – | – | – |
|
| 8 |
8
LPL Financial
San Diego,
California
| $182K | – | – | – |
|
| 9 |
9
Bank of America
Charlotte,
North Carolina
| $182K | +$58.2K | +3,665 | +47% |
|
| 10 |
10
Creative Planning
Overland Park,
Kansas
| $34K | – | – | – |
|
| 11 |
FNYS
11
First New York Securities
New York
| – | -$16K | -1,000 | Closed |
|
| 12 |
TRCT
12
Tower Research Capital (TRC)
New York
| – | -$32 | -2 | -50% |
|